| SSE Stock Code | Stock Name | Eligible for Margin Trading | Margin % | Counter Limit (HKD) |
| 510050 | CHINAAMC SSE 50 ETF | Yes | 70% | H$50M |
| 510100 | E FUND SSE 50 ETF | Yes | 0% | 0 |
| 510150 | CHINA MERCHANTS SSE CONSUMER 80 ETF | Yes | 0% | H$50M |
| 510180 | HUAAN SSE 180 INDEX ETF | Yes | 70% | H$30M |
| 510210 | FULLGOAL SSE COMPOSITE INDEX ETF | Yes | 0% | 0 |
| 510230 | GUOTAI SSE 180 FINANCIAL ETF | Yes | 0% | 0 |
| 510300 | HUATAI-PB CSI 300 ETF | Yes | 70% | H$50M |
| 510310 | E FUND CSI 300 ETF | Yes | 70% | H$30M |
| 510330 | CHINAAMC CSI 300 ETF | Yes | 70% | H$30M |
| 510350 | ICBCCS CSI 300 INDEX ETF | Yes | 0% | 0 |
| 510360 | GF CSI 300 ETF | Yes | 0% | 0 |
| 510380 | CHINA LIFE AMP HS300 INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 510390 | PING AN CSI 300 INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 510500 | CHINA SOUTHERN CSI 500 ETF | Yes | 70% | H$50M |
| 510510 | GF CSI 500 ETF | Yes | 0% | 0 |
| 510580 | E FUND CSI 500 ETF | Yes | 0% | 0 |
| 510590 | PING AN CSI 500 INDEX ETF | No | 0% (Cash Upfront) | H$30M |
| 510710 | BOSERA SSE 50 INDEX ETF | Yes | 0% | 0 |
| 510760 | GUOTAI SSE COMPOSITE INDEX ETF | Yes | 0% | 0 |
| 510800 | CCB PRINCIPAL SSE 50 INDEX ETF | Yes | 0% | H$50M |
| 510810 | CUAM CSI SHANGHAI SOES ETF | Yes | 0% | 0 |
| 510880 | HUATAI-PB SSE DIVIDEND ETF | Yes | 0% | 0 |
| 512000 | HWABAO WP BROKER ETF | Yes | 70% | H$30M |
| 512040 | FULLGOAL CSI GUOSEN VALUE INDEX ETF | Yes | 0% | H$30M |
| 512100 | CHINA SOUTHERN CSI 1000 ETF | Yes | 0% | 0 |
| 512170 | HWABAO WP HEALTHCARE ETF | Yes | 0% | 0 |
| 512200 | CHINA SOUTHERN REAL ESTATE ETF | Yes | 0% | 0 |
| 512290 | GUOTAI CSI BIO-MEDICINE INDEX ETF | Yes | 0% | 0 |
| 512400 | CHINA SOUTHERN CSI SWS NF METAL ETF | Yes | 50% | H$5M |
| 512480 | CPIC SEMICON ETF | Yes | 0% | 0 |
| 512500 | CHINAAMC CSI 500 ETF | Yes | 50% | H$5M |
| 512510 | HUATAI-PB CSI 500 ETF | Yes | 0% | H$30M |
| 512560 | E FUND CSI NATIONAL DEFENSE IND ETF | Yes | 0% | 0 |
| 512580 | GF CSI ENVIRONMENTAL PROTECTION IND ETF | Yes | 0% | 0 |
| 512660 | GUOTAI CSI NATION DEFENSE IND INDEX ETF | Yes | 50% | H$5M |
| 512670 | PENGHUA CSI DEFENSE INDEX ETF | Yes | 0% | 0 |
| 512680 | GF CSI NATIONAL DEFENSE INDUSTRY ETF | Yes | 50% | H$2M |
| 512690 | PENGHUA CSI ALCOHOLIC DRINK INDEX ETF | Yes | 0% | 0 |
| 512700 | CHINA SOUTHERN CSI BANKS ETF | Yes | 0% | 0 |
| 512710 | FULLGOAL CSI AERO DEFENSE INDEX ETF | Yes | 0% | 0 |
| 512720 | GUOTAI CSI COMPUTER INDEX ETF | Yes | 0% | 0 |
| 512760 | GUOTAI CES CHINA SEMICON CHIP INDEX ETF | Yes | 0% | 0 |
| 512800 | HWABAO WP BANK ETF | Yes | 0% | 0 |
| 512880 | GUOTAI CSI ALL SHARE INDEX ETF | Yes | 70% | H$30M |
| 512890 | HUATAI-PB CSI DIV LOW VOLATILITY ETF | Yes | 0% | 0 |
| 512900 | CHINA SOUTHERN CSI ALL SHARE INDEX ETF | Yes | 0% | 0 |
| 512910 | GF CSI 100 ETF | Yes | 0% | 0 |
| 512930 | PING AN CSI AI INDEX ETF | Yes | 0% | 0 |
| 512950 | CHINAAMC CSI CENTRAL-SOES' REFORM ETF | Yes | 0% | 0 |
| 512960 | BOSERA CSI CENTRAL-SOES STRL REFORM ETF | No | 0% (Cash Upfront) | 0 |
| 512980 | GF CSI MEDIA INDEX ETF | Yes | 0% | 0 |
| 515000 | HWABAO WP TECHNOLOGY ETF | Yes | 0% | 0 |
| 515010 | CHINAAMC CSI INV BANKING&BROKER IDX ETF | Yes | 0% | H$50M |
| 515020 | CHINAAMC CSI BANKS ETF | No | 0% (Cash Upfront) | 0 |
| 515030 | CHINAAMC CSI NEW ENERGY VEHICLES ETF | Yes | 0% | 0 |
| 515050 | CHINAAMC CSI 5G COMMUNICATION ETF | Yes | 0% | 0 |
| 515070 | CHINAAMC CSI AI INDEX ETF | Yes | 0% | 0 |
| 515080 | CHINA MERCHANTS CSI DIVIDEND ETF | Yes | 0% | 0 |
| 515100 | IGW CSI DIVIDEND LOW VOLATILITY 100 ETF | Yes | 0% | 0 |
| 515120 | GF CSI BRAND NAME DRUG IND INDEX ETF | Yes | 0% | 0 |
| 515150 | FULLGOAL CSI BELT AND ROAD INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 515160 | CN MERCHANTS MSCI CN A INCL RMB IDX ETF | No | 0% (Cash Upfront) | 0 |
| 515170 | CHINAAMC CSI FOOD&BEVERAGE SUB-IND ETF | Yes | 0% | 0 |
| 515180 | E FUND CSI DIVIDEND ETF | Yes | 0% | 0 |
| 515210 | GUOTAI CSI STEEL INDEX ETF | Yes | 0% | 0 |
| 515220 | GUOTAI CSI COAL INDEX ETF | Yes | 0% | 0 |
| 515230 | GUOTAI CSI ALL SHARE SOFTWARE INDEX ETF | Yes | 0% | 0 |
| 515250 | FULLGOAL CSI SMART CAR INDEX ETF | Yes | 0% | H$30M |
| 515290 | TH CSI BANKS ETF | Yes | 0% | 0 |
| 515300 | HARVEST CSI 300 DIV LOW VOL INDEX ETF | Yes | 0% | 0 |
| 515330 | TH CSI 300 ETF | Yes | 0% | 0 |
| 515380 | TAIKANG CSI 300 INDEX ETF | Yes | 0% | 0 |
| 515400 | FULLGOAL CSI BIG DATA IND INDEX ETF | Yes | 0% | 0 |
| 515450 | CN SOUTHERN S&P LOW VOL HIGH DIV 50 ETF | Yes | 0% | 0 |
| 515600 | GF CSI CENTRAL-SOES INNOV DRIVEN ETF | Yes | 0% | 0 |
| 515650 | FULLGOAL CSI CONSUMER 50 INDEX ETF | Yes | 0% | 0 |
| 515660 | CPIC CSI 300 ETF | No | 0% (Cash Upfront) | 0 |
| 515680 | HARVEST CSI CENTRAL-SOES INNOV ETF | No | 0% (Cash Upfront) | 0 |
| 515700 | PING AN CSI NEW ENERGY AUTOMOB IND ETF | Yes | 0% | 0 |
| 515710 | HWABAO WP CSI FOOD&BEVERAGE SUB-IND ETF | Yes | 0% | H$5M |
| 515750 | FULLGOAL CSI TECH 50 STRATEGY INDEX ETF | Yes | 0% | 0 |
| 515790 | HUATAI-PB CSI PHOTOVOLTAIC INDUSTRY ETF | Yes | 0% | 0 |
| 515800 | CUAM CSI 800 ETF | Yes | 0% | 0 |
| 515880 | GUOTAI CSI ALL SHARE COMM EQP INDEX ETF | Yes | 0% | 0 |
| 515890 | BOSERA CSI DIVIDEND INDEX ETF | Yes | 0% | H$5M |
| 515900 | BOSERA CSI CENTRAL-SOES TECH INNOV ETF | Yes | 0% | 0 |
| 515950 | FULLGOAL CSI HEALTHCARE 50 INDEX ETF | Yes | 0% | 0 |
| 515980 | HARFOR CSI AI INDUSTRY ETF | Yes | 0% | H$5M |
| 516010 | GUOTAI CSI ANIME COMIC & GAME INDEX ETF | Yes | 0% | 0 |
| 516090 | E FUND CSI NEW ENERGY ETF | Yes | 0% | 0 |
| 516150 | HARVEST CSI RARE EARTH INDUSTRY ETF | Yes | 0% | 0 |
| 516160 | CHINA SOUTHERN CSI NEW ENERGY ETF | Yes | 0% | 0 |
| 516510 | E FUND CSI CLOUD COMPUTING&BIG DATA ETF | Yes | 0% | H$2M |
| 516640 | FULLGOAL CSI CHIP INDUSTRY INDEX ETF | Yes | 0% | 0 |
| 516780 | HUATAI-PB CSI RARE EARTH INDUSTRY ETF | Yes | 0% | 0 |
| 516820 | PING AN CSI HEALTH CARE INNOV INDEX ETF | Yes | 0% | 0 |
| 516880 | YINHUA CSI PHOTOVOLTAIC INDUSTRY ETF | Yes | 0% | 0 |
| 516950 | YINHUA CSI INFRASTRUCTURE ETF | Yes | 0% | 0 |
| 516970 | GF CSI CONSTRUCTION ENGINEERING ETF | Yes | 0% | 0 |
| 517090 | GUOTAI FTSE CN SOE SUSTAIN PROSPER ETF | Yes | 0% | 0 |
| 517160 | CN STHN CSI YANGTZE RIVER PROTECT ETF | No | 0% (Cash Upfront) | 0 |
| 517180 | CN SOUTHERN FTSE CN SOE SUSTAIN PRO ETF | Yes | 0% | H$30M |
| 517300 | CHINA LIFE AMP AH300 ETF | Yes | 0% | 0 |
| 517330 | E FUND CSI YANGTZE RIVER PROTECTION ETF | No | 0% (Cash Upfront) | 0 |
| 560010 | GF CSI 1000 ETF | Yes | 0% | 0 |
| 560050 | CUAM MSCI CHINA A 50 CONNECT ETF | Yes | 0% | 0 |
| 560070 | CUAM CENTRAL-SOE SHAREHOLDER RETURN ETF | Yes | 0% | 0 |
| 560080 | CUAM TRADITIONAL CHINESE MEDICINE ETF | Yes | 0% | 0 |
| 560090 | CUAM INVESTMENT BANKING & BROKERAGE ETF | Yes | 0% | 0 |
| 560170 | CN SOUTHERN CSI GUOXIN CENTRAL TECH ETF | Yes | 0% | 0 |
| 560260 | GF CSI MEDICAL SERVICE ETF | No | 0% (Cash Upfront) | 0 |
| 560500 | PENGYANG CSI 500 QUALITY AND GROWTH ETF | Yes | 0% | 0 |
| 560550 | GF CSI SEEE CARBON NEUTRAL ETF | Yes | 0% | 0 |
| 560700 | GF CSI GUOXIN CENTRAL ENT RETURN ETF | Yes | 0% | 0 |
| 560800 | PENGYANG CSI DIGITAL ECONOMY ETF | Yes | 0% | 0 |
| 560880 | GF CSI HOUSEHOLD APPLIANCES INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 561160 | FULLGOAL CSI BATTERY THEMATIC INDEX ETF | Yes | 0% | 0 |
| 561190 | FULLGOAL CSI SEEE CARBON NEUT INDEX ETF | Yes | 0% | 0 |
| 561300 | GUOTAI CSI 300 ENHANCED INDEX ETF | Yes | 0% | 0 |
| 561550 | HUATAI-PB CSI 500 ENHANCED STRATEGY ETF | Yes | 0% | 0 |
| 561580 | HUATAI-PB CSI CENTRAL SOE DIV INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 562000 | HWABAO WP CSI 100 ETF | Yes | 0% | 0 |
| 562310 | YINHUA CSI 300 GROWTH ETF | Yes | 0% | 0 |
| 562500 | CHINAAMC CSI ROBOT ETF | Yes | 0% | 0 |
| 562510 | CHINAAMC CSI TOURISM THEMATIC ETF | Yes | 0% | 0 |
| 562800 | HARVEST CSI RARE METALS IND INDEX ETF | Yes | 0% | 0 |
| 562990 | E FUND CSI SEEE CARBON NEUTRAL ETF | Yes | 0% | 0 |
| 563000 | E FUND MSCI CHINA A 50 CONNECT ETF | Yes | 0% | 0 |
| 588000 | CHINAAMC STAR 50 ETF | Yes | 0% | 0 |
| 588050 | ICBCCS STAR 50 ETF | Yes | 0% | 0 |
| 588060 | GF STAR 50 ETF | Yes | 0% | 0 |
| 588080 | E FUND STAR 50 ETF | Yes | 0% | 0 |
| 588090 | HUATAI-PB STAR 50 ETF | Yes | 0% | 0 |
| 588180 | CPIC STAR 50 ETF | Yes | 0% | 0 |
| 588200 | HARVEST SSE STAR CHIP INDEX ETF | Yes | 0% | 0 |
| 588290 | HUAAN SSE STAR CHIP INDEX ETF | Yes | 0% | 0 |
| 588300 | CHINA MERCHANTS CSI STAR&CHINEXT 50 ETF | Yes | 0% | 0 |
| 588330 | HWABAO WP CSI STAR&CHINEXT 50 ETF | Yes | 0% | 0 |
| 588350 | PENGYANG CSI STAR&CHINEXT 50 INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 588360 | GUOTAI CSI STAR&CHINEXT 50 INDEX ETF | No | 0% (Cash Upfront) | 0 |
| 588380 | FULLGOAL CSI STAR&CHINEXT 50 INDEX ETF | Yes | 0% | 0 |
| 588400 | HARVEST CSI STAR&CHINEXT 50 INDEX ETF | Yes | 0% | 0 |
| 588460 | PENGHUA SCI&TECH INNOV 50 ENHANCED ETF | No | 0% (Cash Upfront) | 0 |
| 600000 | SHANGHAI PUDONG DEVELOPMENT BANK | Yes | 60% | H$20M |
| 600004 | GUANGZHOU BAIYUN INTERNATIONAL AIRPORT | Yes | 0% | 0 |
| 600006 | DONGFENG AUTOMOBILE | Yes | 0% | 0 |
| 600007 | CHINA WORLD TRADE CENTER | Yes | 50% | H$2M |
| 600008 | BEIJING CAPITAL ECO-ENV PROTECTION GP | Yes | 0% | 0 |
| 600009 | SHANGHAI INTERNATIONAL AIRPORT | Yes | 60% | H$20M |
| 600010 | INNER MONGOLIA BAOTOU STEEL UNION | Yes | 50% | H$5M |
| 600015 | HUA XIA BANK | Yes | 50% | H$5M |
| 600017 | RIZHAO PORT | Yes | 0% | 0 |
| 600018 | SHANGHAI INTERNATIONAL PORT | Yes | 60% | H$20M |
| 600019 | BAOSHAN IRON & STEEL | Yes | 60% | H$20M |
| 600020 | HENAN ZHONGYUAN EXPRESSWAY | Yes | 0% | 0 |
| 600021 | SHANGHAI ELECTRIC POWER | Yes | 0% | 0 |
| 600022 | SHANDONG IRON AND STEEL | Yes | 0% | 0 |
| 600023 | ZHEJIANG ZHENENG ELECTRIC POWER | Yes | 0% | 0 |
| 600025 | HUANENG LANCANG RIVER HYDROPOWER | Yes | 0% | 0 |
| 600031 | SANY HEAVY INDUSTRY | Yes | 60% | H$20M |
| 600032 | ZHEJIANG PROVINCIAL NEW ENERGY INV GP | Yes | 0% | 0 |
| 600033 | FUJIAN EXPRESSWAY DEVELOPMENT | Yes | 0% | 0 |
| 600035 | HUBEI CHUTIAN SMART COMMUNICATION | Yes | 0% | 0 |
| 600037 | BEIJING GEHUA CATV NETWORK | Yes | 0% | 0 |
| 600038 | AVICOPTER | Yes | 50% | H$5M |
| 600039 | SICHUAN ROAD&BRIDGE GROUP | Yes | 50% | H$5M |
| 600048 | POLY DEVELOPMENTS AND HOLDINGS GROUP | Yes | 50% | H$2M |
| 600050 | CHINA UNITED NETWORK COMMUNICATIONS | Yes | 60% | H$20M |
| 600053 | KUNWU JIUDING INVESTMENT HOLDINGS | Yes | 0% | 0 |
| 600054 | HUANGSHAN TOURISM DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 600055 | BEIJING WANDONG MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 600056 | CHINA MEHECO | Yes | 50% | H$5M |
| 600057 | XIAMEN XIANGYU | Yes | 0% | 0 |
| 600058 | MINMETALS DEVELOPMENT | Yes | 0% | 0 |
| 600059 | ZHEJIANG GUYUELONGSHAN SHAOXING WINE | Yes | 0% | 0 |
| 600060 | HISENSE VISUAL TECHNOLOGY | Yes | 0% | 0 |
| 600061 | SDIC CAPITAL | Yes | 0% | 0 |
| 600062 | CHINA RESOURCES DOUBLE-CRANE PHARM | Yes | 50% | H$5M |
| 600063 | ANHUI WANWEI UPDATED HI-TECH MATL IND | Yes | 0% | 0 |
| 600064 | NANJING GAOKE | Yes | 0% | 0 |
| 600066 | YUTONG BUS | Yes | 0% | 0 |
| 600071 | PHENIX OPTICS | Yes | 0% | 0 |
| 600072 | CSSC SCIENCE & TECHNOLOGY | Yes | 0% | 0 |
| 600073 | SHANGHAI MALING AQUARIUS | Yes | 0% | 0 |
| 600075 | XINJIANG TIANYE | Yes | 0% | 0 |
| 600079 | HUMANWELL HEALTHCARE | Yes | 0% | 0 |
| 600081 | DONG FENG ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 600084 | CITIC NIYA WINE | No | 0% (Cash Upfront) | 0 |
| 600085 | BEIJING TONG REN TANG | Yes | 0% | 0 |
| 600088 | CHINA TELEVISION MEDIA | Yes | 0% | 0 |
| 600089 | TBEA | Yes | 60% | H$20M |
| 600094 | GREATTOWN HOLDINGS | Yes | 0% | 0 |
| 600095 | XIANGCAI | Yes | 0% | 0 |
| 600096 | YUNNAN YUNTIANHUA | Yes | 0% | 0 |
| 600098 | GUANGZHOU DEVELOPMENT | Yes | 0% | 0 |
| 600100 | TSINGHUA TONGFANG | Yes | 0% | 0 |
| 600103 | FUJIAN QINGSHAN PAPER INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 600104 | SAIC MOTOR | Yes | 60% | H$20M |
| 600105 | JIANGSU ETERN | Yes | 0% | 0 |
| 600106 | CHONGQING ROAD & BRIDGE | Yes | 0% | 0 |
| 600108 | GANSU YASHENG INDUSTRIAL | Yes | 0% | 0 |
| 600109 | SINOLINK SECURITIES | Yes | 0% | 0 |
| 600110 | NUODE NEW MATERIALS | Yes | 0% | 0 |
| 600111 | CHINA NORTHERN RARE EARTH (GP) | Yes | 50% | H$2M |
| 600114 | NBTM NEW MATERIALS | Yes | 0% | 0 |
| 600116 | CQ THREE GORGE WR CONSERV AND ELEC PWR | Yes | 0% | 0 |
| 600118 | CHINA SPACESAT | Yes | 0% | 0 |
| 600120 | ZHEJIANG ORIENT FINANCIAL HOLDINGS | Yes | 0% | 0 |
| 600121 | ZHENGZHOU COAL IND & ELEC POWER | Yes | 0% | 0 |
| 600123 | SHANXI LANHUA SCI-TECH VENTURE | Yes | 0% | 0 |
| 600125 | CHINA RAILWAY TIELONG CONTAINER LGSTS | Yes | 0% | 0 |
| 600126 | HANG ZHOU IRON & STEEL | Yes | 0% | 0 |
| 600127 | JINJIAN CEREALS INDUSTRY | Yes | 0% | 0 |
| 600129 | CHONGQING TAIJI INDUSTRY (GROUP) | Yes | 0% | 0 |
| 600131 | STATE GRID INFORMATION&COMMUNICATION | Yes | 0% | 0 |
| 600132 | CHONG QING BREWERY | Yes | 0% | 0 |
| 600133 | WUHAN EAST LAKE HIGH TECHNOLOGY GROUP | Yes | 0% | 0 |
| 600138 | CHINA CYTS TOURS HOLDING | Yes | 0% | 0 |
| 600141 | HUBEI XINGFA CHEMICALS | Yes | 50% | H$2M |
| 600143 | KINGFA SCI.&TECH. | Yes | 0% | 0 |
| 600150 | CHINA CSSC HOLDINGS | Yes | 0% | 0 |
| 600151 | SHANGHAI AERO AUTO ELECTROMECHANICAL | Yes | 0% | 0 |
| 600152 | VEKEN TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 600153 | XIAMEN C&D | Yes | 50% | H$5M |
| 600155 | POLARIS BAY GROUP | Yes | 0% | 0 |
| 600157 | WINTIME ENERGY GROUP | Yes | 0% | 0 |
| 600158 | CHINA SPORTS INDUSTRY | Yes | 0% | 0 |
| 600160 | ZHEJIANG JUHUA | Yes | 0% | 0 |
| 600161 | BEIJING TIANTAN BIOLOGICAL PRODUCTS | Yes | 0% | 0 |
| 600162 | SHENZHEN HEUNGKONG HOLDING | Yes | 0% | 0 |
| 600163 | ZHONGMIN ENERGY | Yes | 0% | 0 |
| 600166 | BEIQI FOTON MOTOR | Yes | 0% | 0 |
| 600167 | LUENMEI QUANTUM | Yes | 0% | 0 |
| 600169 | TAIYUAN HEAVY INDUSTRY | Yes | 0% | 0 |
| 600170 | SHANGHAI CONSTRUCTION | Yes | 0% | 0 |
| 600171 | SHANGHAI BELLING | Yes | 50% | H$2M |
| 600172 | HENAN HUANGHE WHIRLWIND | Yes | 0% | 0 |
| 600176 | CHINA JUSHI | Yes | 50% | H$5M |
| 600177 | YOUNGOR GROUP | Yes | 0% | 0 |
| 600178 | HARBIN DONGAN AUTO ENGINE | No | 0% (Cash Upfront) | 0 |
| 600179 | ANTONG HOLDINGS | Yes | 0% | 0 |
| 600180 | CCS SUPPLY CHAIN MANAGEMENT | Yes | 0% | 0 |
| 600183 | SHENGYI TECHNOLOGY | Yes | 50% | H$5M |
| 600184 | NORTH ELECTRO-OPTIC | Yes | 0% | 0 |
| 600185 | GREE REAL ESTATE | Yes | 0% | 0 |
| 600186 | LOTUS HEALTH INDUSTRY GROUP | No | 0% (Cash Upfront) | 0 |
| 600189 | JILIN QUANYANGQUAN | No | 0% (Cash Upfront) | 0 |
| 600190 | JINZHOU PORT | Yes | 0% | 0 |
| 600195 | CHINA ANIMAL HUSBANDRY INDUSTRY | Yes | 0% | 0 |
| 600197 | XINJIANG YILITE INDUSTRY | Yes | 50% | H$5M |
| 600198 | DATANG TELECOM TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 600199 | ANHUI GOLDEN SEED WINERY | Yes | 0% | 0 |
| 600200 | JIANGSU WUZHONG PHARMACEUTICAL DEV | Yes | 0% | 0 |
| 600201 | JINYU BIO-TECHNOLOGY | Yes | 0% | 0 |
| 600206 | GRINM ADVANCED MATERIALS | Yes | 0% | 0 |
| 600207 | HENAN ANCAI HI-TECH | Yes | 0% | 0 |
| 600208 | XINHU ZHONGBAO | Yes | 0% | 0 |
| 600210 | SHANGHAI ZIJIANG ENTERPRISE | Yes | 50% | H$2M |
| 600211 | TIBET RHODIOLA PHARMACEUTICAL HOLDING | Yes | 0% | 0 |
| 600216 | ZHEJIANG MEDICINE | Yes | 50% | H$2M |
| 600217 | CHINA RESOURCES AND ENVIRONMENT | Yes | 0% | 0 |
| 600219 | SHANDONG NANSHAN ALUMINIUM | Yes | 0% | 0 |
| 600221 | HAINAN AIRLINES HOLDING | Yes | 0% | 0 |
| 600223 | LUSHANG FREDA PHARMACEUTICAL | Yes | 0% | 0 |
| 600225 | IANJIN TROILA INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 600226 | ZHEJIANG HUGELEAF | No | 0% (Cash Upfront) | 0 |
| 600227 | GUIZHOU CHITIANHUA | No | 0% (Cash Upfront) | 0 |
| 600228 | FANLI DIGITAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 600229 | QINGDAO CITYMEDIA | Yes | 0% | 0 |
| 600230 | CANGZHOU DAHUA | Yes | 0% | 0 |
| 600231 | LINGYUAN IRON & STEEL | Yes | 0% | 0 |
| 600233 | YTO EXPRESS GROUP | Yes | 0% | 0 |
| 600236 | GUANGXI GUIGUAN ELECTRIC POWER | Yes | 0% | 0 |
| 600238 | HAINAN YEDAO (GROUP) | Yes | 0% | 0 |
| 600246 | VANTONE NEO DEVELOPMENT GROUP | Yes | 0% | 0 |
| 600248 | SHAANXI CONSTRUCTION ENGINEERING GROUP | Yes | 0% | 0 |
| 600251 | XINJIANG GUANNONG | Yes | 0% | 0 |
| 600252 | GUANGXI WUZHOU ZHONGHENG | Yes | 0% | 0 |
| 600256 | GUANGHUI ENERGY | Yes | 0% | 0 |
| 600258 | BTG HOTELS | Yes | 0% | 0 |
| 600259 | RISING NONFERROUS METALS SHARE | Yes | 0% | 0 |
| 600266 | BEIJING URBAN CONSTRUCTION INVEST & DEV | Yes | 0% | 0 |
| 600267 | ZHEJIANG HISUN PHARMACEUTICAL | Yes | 0% | 0 |
| 600268 | GUODIAN NANJING AUTOMATION | Yes | 0% | 0 |
| 600269 | JIANGXI GANYUE EXPRESSWAY | Yes | 0% | 0 |
| 600271 | AISINO | Yes | 0% | 0 |
| 600273 | ZHEJIANG JIAHUA ENERGY CHEMICAL IND | Yes | 0% | 0 |
| 600276 | JIANGSU HENGRUI MEDICINE | Yes | 50% | H$5M |
| 600277 | ELION CLEAN ENERGY | Yes | 0% | 0 |
| 600278 | ORIENT INTERNATIONAL | Yes | 0% | 0 |
| 600279 | CHONGQING PORT | No | 0% (Cash Upfront) | 0 |
| 600282 | NANJING IRON AND STEEL | Yes | 0% | 0 |
| 600284 | SHANGHAI PUDONG CONSTRUCTION | Yes | 0% | 0 |
| 600285 | HENAN LINGRUI PHARMACEUTICAL | Yes | 50% | H$2M |
| 600288 | DAHENG NEW EPOCH TECHNOLOGY, INC | Yes | 0% | 0 |
| 600295 | INNER MONGOLIA ERDOS RESOURCES | Yes | 0% | 0 |
| 600297 | CHINA GRAND AUTOMOTIVE SERVICES GROUP | Yes | 0% | 0 |
| 600298 | ANGEL YEAST | Yes | 50% | H$5M |
| 600299 | BLUESTAR ADISSEO | Yes | 0% | 0 |
| 600300 | V V FOOD & BEVERAGE | No | 0% (Cash Upfront) | 0 |
| 600301 | GUANGXI HUAXI NONFERROUS METAL | No | 0% (Cash Upfront) | 0 |
| 600305 | JIANGSU HENGSHUN VINEGAR-INDUSTRY | Yes | 0% | 0 |
| 600307 | GANSU JIU STEEL GP HONG XING IRON&STEEL | Yes | 0% | 0 |
| 600308 | SHANDONG HUATAI PAPER IND SHAREHOLDING | Yes | 0% | 0 |
| 600309 | WANHUA CHEMICAL | Yes | 50% | H$5M |
| 600310 | GUANGXI ENERGY | Yes | 0% | 0 |
| 600312 | HENAN PINGGAO ELECTRIC | Yes | 0% | 0 |
| 600313 | ZHONGNONGFA SEED INDUSTRY GROUP | Yes | 0% | 0 |
| 600315 | SHANGHAI JAHWA UNITED | Yes | 0% | 0 |
| 600316 | JIANGXI HONGDU AVIATION INDUSTRY | Yes | 0% | 0 |
| 600320 | SHANGHAI ZHENHUA HEAVY INDUSTRIES | Yes | 0% | 0 |
| 600323 | GRANDBLUE ENVIRONMENT | Yes | 50% | H$2M |
| 600325 | HUAFA INDUSTRIAL | Yes | 0% | 0 |
| 600326 | TIBET TIANLU | Yes | 0% | 0 |
| 600328 | CNSIG INNER MONGOLIA CHEMICAL INDUSTRY | Yes | 0% | 0 |
| 600329 | TIANJIN PHARMACEUTICAL DA REN TANG GP | Yes | 50% | H$2M |
| 600330 | TDG HOLDING | Yes | 0% | 0 |
| 600331 | SICHUAN HONGDA | Yes | 0% | 0 |
| 600335 | SINOMACH AUTOMOBILE | Yes | 0% | 0 |
| 600338 | TIBET SUMMIT RESOURCES | Yes | 0% | 0 |
| 600339 | CHINA PETROLEUM ENGINEERING | Yes | 0% | 0 |
| 600340 | CHINA FORTUNE LAND DEVELOPMENT | Yes | 0% | 0 |
| 600343 | SHAANXI AEROSPACE POWER HI-TECH | Yes | 0% | 0 |
| 600345 | WUHAN YANGTZE COMMUNICATION INDUSTRY GP | Yes | 0% | 0 |
| 600346 | HENGLI PETROCHEMICAL | Yes | 0% | 0 |
| 600348 | SHAN XI HUA YANG GROUP NEW ENERGY | Yes | 60% | H$20M |
| 600350 | SHANDONG HI-SPEED | Yes | 50% | H$5M |
| 600351 | YABAO PHARMACEUTICAL | Yes | 0% | 0 |
| 600352 | ZHEJIANG LONGSHENG | Yes | 0% | 0 |
| 600353 | CHENGDU XUGUANG ELECTRONICS | Yes | 0% | 0 |
| 600360 | JILIN SINO-MICROELECTRONICS | Yes | 0% | 0 |
| 600361 | INNOVATION NEW MATERIAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 600363 | JIANXI LIANCHUANG OPTO-ELEC SCI&TECH | Yes | 0% | 0 |
| 600366 | NINGBO YUNSHENG | Yes | 0% | 0 |
| 600367 | GUIZHOU REDSTAR DEVELOPING | Yes | 0% | 0 |
| 600368 | GUANGXI WUZHOU COMMUNICATIONS | Yes | 0% | 0 |
| 600369 | SOUTHWEST SECURITIES | Yes | 0% | 0 |
| 600372 | AVIC AIRBORNE SYSTEMS | Yes | 50% | H$5M |
| 600373 | CHINESE UNIVERSE PUBLISHING AND MEDIA | Yes | 0% | 0 |
| 600376 | BEIJING CAPITAL DEVELOPMENT | Yes | 0% | 0 |
| 600378 | HAOHUA CHEMICAL SCIENCE & TECHNOLOGY | Yes | 0% | 0 |
| 600380 | JOINCARE PHARMACEUTICAL GROUP INDUSTRY | Yes | 50% | H$5M |
| 600381 | QINGHAI SPRING MEDICINAL RESOURCES TECH | Yes | 0% | 0 |
| 600383 | GEMDALE | Yes | 0% | 0 |
| 600388 | FUJIAN LONGKING | Yes | 0% | 0 |
| 600389 | NANTONG JIANGSHAN AGROCHEMICAL & CHEM | Yes | 0% | 0 |
| 600390 | MINMETALS CAPITAL | Yes | 0% | 0 |
| 600391 | AECC AERO SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 600392 | SHENGHE RESOURCES HOLDING | Yes | 0% | 0 |
| 600395 | GUIZHOU PANJIANG REFINED COAL | Yes | 50% | H$5M |
| 600398 | HLA GROUP CORP | Yes | 0% | 0 |
| 600399 | FUSHUN SPECIAL STEEL | Yes | 0% | 0 |
| 600400 | JIANGSU HONGDOU INDUSTRIAL | Yes | 0% | 0 |
| 600403 | HENAN DAYOU ENERGY | Yes | 0% | 0 |
| 600406 | NARI TECHNOLOGY | Yes | 50% | H$5M |
| 600409 | TANGSHAN SANYOU CHEMICAL INDUSTRIES | Yes | 50% | H$5M |
| 600410 | BEIJING TEAMSUN TECHNOLOGY | Yes | 0% | 0 |
| 600415 | ZHEJIANG CHINA COMMODITIES CITY | Yes | 0% | 0 |
| 600416 | XIANGTAN ELECTRIC MANUFACTURING | Yes | 0% | 0 |
| 600418 | ANHUI JIANGHUAI AUTOMOBILE GROUP | Yes | 0% | 0 |
| 600419 | XINJIANG TIANRUN DAIRY | No | 0% (Cash Upfront) | 0 |
| 600420 | SHANGHAI SHYNDEC PHARMACEUTICAL | Yes | 0% | 0 |
| 600422 | KPC PHARMACEUTICALS | Yes | 50% | H$2M |
| 600425 | XINJIANG QINGSONG BLDG MATL AND CHEM | Yes | 0% | 0 |
| 600426 | SHANDONG HUALU-HENGSHENG CHEMICAL | Yes | 50% | H$2M |
| 600428 | COSCO SHIPPING SPECIALIZED CARRIERS | Yes | 0% | 0 |
| 600429 | BEIJING SANYUAN FOODS | No | 0% (Cash Upfront) | 0 |
| 600433 | GUANGDONG GUANHAO HIGH-TECH | Yes | 0% | 0 |
| 600435 | NORTH NAVIGATION CONTROL TECHNOLOGY | Yes | 0% | 0 |
| 600436 | ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL | Yes | 0% | 0 |
| 600438 | TONGWEI | Yes | 0% | 0 |
| 600446 | SHENZHEN KINGDOM SCI-TECH | Yes | 0% | 0 |
| 600449 | NINGXIA BUILDING MATERIALS GROUP | Yes | 0% | 0 |
| 600452 | CHONGQING FULING ELECTRIC POWER IND | Yes | 0% | 0 |
| 600456 | BAOJI TITANIUM INDUSTRY | Yes | 0% | 0 |
| 600458 | ZHUZHOU TIMES NEW MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 600459 | SINO-PLATINUM METALS | Yes | 0% | 0 |
| 600460 | HANGZHOU SILAN MICROELECTRONICS | Yes | 0% | 0 |
| 600461 | JIANGXI HONGCHENG ENVIRONMENT | Yes | 0% | 0 |
| 600468 | TIANJIN BENEFO TEJING ELECTRIC | No | 0% (Cash Upfront) | 0 |
| 600475 | WUXI HUAGUANG ENVIRONMENT & ENERGY GP | Yes | 0% | 0 |
| 600477 | HANGXIAO STEEL STRUCTURE | Yes | 0% | 0 |
| 600478 | HUNAN CORUN NEW ENERGY | Yes | 0% | 0 |
| 600480 | LINGYUN INDUSTRIAL | Yes | 0% | 0 |
| 600481 | SHUANGLIANG ECO-ENERGY SYSTEMS | Yes | 0% | 0 |
| 600482 | CHINA SHIPBUILDING INDUSTRY GROUP POWER | Yes | 0% | 0 |
| 600483 | FUJIAN FUNENG | Yes | 0% | 0 |
| 600486 | JIANGSU YANGNONG CHEMICAL | Yes | 50% | H$5M |
| 600487 | HENGTONG OPTIC-ELECTRIC | Yes | 0% | 0 |
| 600488 | TIANJIN TIANYAO PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 600489 | ZHONGJIN GOLD | Yes | 0% | 0 |
| 600490 | PENGXIN INTERNATIONAL MINING | Yes | 0% | 0 |
| 600491 | LONG YUAN CONSTRUCTION GROUP | Yes | 0% | 0 |
| 600496 | CHANGJIANG & JINGGONG STEEL BUILDING | Yes | 0% | 0 |
| 600497 | YUNNAN CHIHONG ZINC&GERMANIUM | Yes | 0% | 0 |
| 600498 | FIBERHOME TELECOMMUNICATION TECH | Yes | 50% | H$5M |
| 600499 | KEDA INDUSTRIAL GROUP | Yes | 0% | 0 |
| 600500 | SINOCHEM INTERNATIONAL | Yes | 0% | 0 |
| 600501 | AEROSUN | Yes | 0% | 0 |
| 600502 | ANHUI CONSTRUCTION ENGINEERING GROUP | Yes | 50% | H$2M |
| 600507 | FANGDA SPECIAL STEEL TECHNOLOGY | Yes | 0% | 0 |
| 600508 | SHANGHAI DATUN ENERGY RESOURSES | Yes | 0% | 0 |
| 600509 | XINJIANG TIANFU ENERGY | Yes | 0% | 0 |
| 600510 | BLACK PEONY | Yes | 0% | 0 |
| 600511 | CHINA NATIONAL MEDICINES | Yes | 0% | 0 |
| 600515 | HAINAN AIRPORT INFRASTRUCTURE | Yes | 0% | 0 |
| 600516 | FANGDA CARBON NEW MATERIAL | Yes | 50% | H$5M |
| 600517 | SHANGHAI ZHIXIN ELECTRIC | Yes | 0% | 0 |
| 600518 | KANGMEI PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 600519 | KWEICHOW MOUTAI | Yes | 70% | H$30M |
| 600521 | ZHEJIANG HUAHAI PHARMACEUTICAL | Yes | 50% | H$5M |
| 600522 | JIANGSU ZHONGTIAN TECHNOLOGY | Yes | 60% | H$20M |
| 600523 | GUIZHOU GUIHANG AOTOMOTIVE COMPONENTS | Yes | 0% | 0 |
| 600525 | CHANGYUAN TECHNOLOGY GROUP | Yes | 0% | 0 |
| 600528 | CHINA RAILWAY HI-TECH INDUSTRY | Yes | 0% | 0 |
| 600529 | SHANDONG PHARMACEUTICAL GLASS | Yes | 0% | 0 |
| 600531 | HENAN YUGUANG GOLD&LEAD | Yes | 0% | 0 |
| 600535 | TASLY PHARMACEUTICA | Yes | 0% | 0 |
| 600536 | CHINA NATIONAL SOFTWARE & SERVICE | Yes | 0% | 0 |
| 600537 | EGING PHOTOVOLTAIC TECHNOLOGY | Yes | 0% | 0 |
| 600546 | SHANXI COAL INTERNATIONAL ENERGY GROUP | Yes | 0% | 0 |
| 600549 | XIAMEN TUNGSTEN | Yes | 50% | H$5M |
| 600550 | BAODING TIANWEI BAOBIAN ELECTRIC | Yes | 0% | 0 |
| 600551 | TIME PUBLISHING & MEDIA | Yes | 0% | 0 |
| 600552 | TRIUMPH SCIENCE & TECHNOLOGY | Yes | 0% | 0 |
| 600556 | INMYSHOW DIGITAL TECHNOLOGY (GROUP) | Yes | 0% | 0 |
| 600557 | JIANGSU KANION PHARMACEUTICAL | Yes | 0% | 0 |
| 600559 | HEBEI HENGSHUI LAOBAIGAN LIQUOR | Yes | 0% | 0 |
| 600562 | GLARUN TECHNOLOGY | Yes | 0% | 0 |
| 600563 | XIAMEN FARATRONIC | Yes | 0% | 0 |
| 600565 | CHONGQING DIMA INDUSTRY | Yes | 0% | 0 |
| 600566 | HUBEI JUMPCAN PHARMACEUTICAL | Yes | 50% | H$2M |
| 600567 | SHANYING INTERNATIONAL HOLDINGS | Yes | 0% | 0 |
| 600569 | ANYANG IRON AND STEEL | Yes | 0% | 0 |
| 600570 | HUNDSUN TECHNOLOGIES | Yes | 50% | H$2M |
| 600571 | SUNYARD TECHNOLOGY | Yes | 0% | 0 |
| 600572 | ZHEJIANG CONBA PHARMACEUTICAL | Yes | 0% | 0 |
| 600575 | HUAIHE ENERGY (GROUP) | Yes | 0% | 0 |
| 600576 | ZHEJIANG SUNRIVER CULTURE TOURISM | No | 0% (Cash Upfront) | 0 |
| 600577 | TONGLING JINGDA SPECIAL MAGNET WIRE | Yes | 0% | 0 |
| 600578 | BEIJING JINGNENG POWER | Yes | 0% | 0 |
| 600580 | WOLONG ELECTRIC GROUP | Yes | 50% | H$5M |
| 600581 | XINJIANG BA YI IRON & STEEL | Yes | 0% | 0 |
| 600582 | TIANDI SCIENCE & TECHNOLOGY | Yes | 60% | H$20M |
| 600583 | OFFSHORE OIL ENGINEERING | Yes | 60% | H$20M |
| 600584 | JCET GROUP | Yes | 0% | 0 |
| 600586 | SHANDONG JINJING SCIENCE & TECHNOLOGY | Yes | 0% | 0 |
| 600587 | SHINVA MEDICAL INSTRUMENT | Yes | 0% | 0 |
| 600588 | YONYOU NETWORK TECHNOLOGY | Yes | 0% | 0 |
| 600589 | GUANGDONG RONGTAI INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 600590 | TELLHOW SCI-TECH | Yes | 0% | 0 |
| 600595 | HENAN ZHONGFU INDUSTRIAL | Yes | 0% | 0 |
| 600596 | ZHEJIANG XINAN CHEMICAL INDUSTRIAL | Yes | 50% | H$2M |
| 600597 | BRIGHT DAIRY & FOOD | Yes | 60% | H$20M |
| 600598 | HEILONGJIANG AGRICLTURE | Yes | 0% | 0 |
| 600601 | FOUNDER TECHNOLOGY GROUP | Yes | 0% | 0 |
| 600602 | INESA INTELLIGENT TECH INC | Yes | 0% | 0 |
| 600603 | GUANGHUI LOGISTICS | No | 0% (Cash Upfront) | 0 |
| 600604 | SHANGHAI SHIBEI HI-TECH | Yes | 0% | 0 |
| 600605 | SHANGHAI HUITONG ENERGY | No | 0% (Cash Upfront) | 0 |
| 600606 | GREENLAND HOLDINGS CORPORATION | Yes | 0% | 0 |
| 600609 | SHENYANG JINBEI AUTOMOTIVE | Yes | 0% | 0 |
| 600610 | GUIZHOU ZHONGYIDA | Yes | 0% | 0 |
| 600612 | LAO FENG XIANG | Yes | 0% | 0 |
| 600617 | SHANXI GUOXIN ENERGY | Yes | 0% | 0 |
| 600618 | SHANGHAI CHLOR-ALKALI CHEMICAL | Yes | 0% | 0 |
| 600619 | SHANGHAI HIGHLY (GROUP) | Yes | 0% | 0 |
| 600620 | SHANGHAI TIANCHEN | Yes | 0% | 0 |
| 600621 | SHANGHAI CHINAFORTUNE | Yes | 0% | 0 |
| 600623 | SHANGHAI HUAYI GROUP | Yes | 0% | 0 |
| 600629 | ARCPLUS GROUP | No | 0% (Cash Upfront) | 0 |
| 600633 | ZHEJIANG DAILY DIGITAL CULTURE GROUP | Yes | 0% | 0 |
| 600637 | ORIENTAL PEARL GROUP | Yes | 0% | 0 |
| 600639 | SHANGHAI JINQIAO EXPORT PRCSG ZONE DEV | Yes | 0% | 0 |
| 600640 | NEW GUOMAI DIGITAL CULTURE | Yes | 0% | 0 |
| 600641 | SHANGHAI WANYE | Yes | 0% | 0 |
| 600642 | SHENERGY | Yes | 0% | 0 |
| 600643 | SHANGHAI AJ GROUP | Yes | 50% | H$5M |
| 600645 | VCANBIO CELL & GENE ENGINEERING CORP | Yes | 0% | 0 |
| 600648 | SHANGHAI WAI GAOQIAO FREE TRD ZONE DEV | Yes | 60% | H$20M |
| 600649 | SHANGHAI CHENGTOU HOLDING | Yes | 0% | 0 |
| 600651 | SHANGHAI FEILO ACOUSTICS | No | 0% (Cash Upfront) | 0 |
| 600655 | SHANGHAI YUYUAN TOURIST MART (GROUP) | Yes | 50% | H$5M |
| 600657 | CINDA REAL ESTATE | Yes | 0% | 0 |
| 600658 | BEIJING ELECTRONIC ZONE INV & DEV | No | 0% (Cash Upfront) | 0 |
| 600662 | SHANGHAI FOREIGN SERVICE HOLDING GROUP | Yes | 0% | 0 |
| 600663 | SHANGHAI LUJIAZUI FINANCE & TRADE ZONE | Yes | 0% | 0 |
| 600664 | HARBIN PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 600667 | WUXI TAIJI INDUSTRY | Yes | 50% | H$2M |
| 600673 | GUANGDONG HEC TECHNOLOGY HOLDING | Yes | 50% | H$5M |
| 600674 | SICHUAN CHUANTOU ENERGY | Yes | 60% | H$20M |
| 600675 | CHINA ENTERPRISE | Yes | 0% | 0 |
| 600681 | BESTSUN ENERGY | Yes | 0% | 0 |
| 600682 | NANJING XINJIEKOU DEPARTMENT STORE | Yes | 0% | 0 |
| 600686 | XIAMEN KING LONG MOTOR | Yes | 0% | 0 |
| 600691 | YANGMEI CHEMICAL | Yes | 0% | 0 |
| 600694 | DASHANG | Yes | 0% | 0 |
| 600696 | SHANGHAI GUIJIU | Yes | 0% | 0 |
| 600699 | NINGBO JOYSON ELECTRONIC | Yes | 0% | 0 |
| 600702 | SHEDE SPIRITS | Yes | 0% | 0 |
| 600703 | SAN'AN OPTOELECTRONICS | Yes | 0% | 0 |
| 600704 | WUCHAN ZHONGDA GROUP | Yes | 0% | 0 |
| 600705 | AVIC INDUSTRY-FINANCE HOLDINGS | Yes | 0% | 0 |
| 600707 | CAIHONG DISPLAY DEVICES | Yes | 0% | 0 |
| 600708 | BRIGHT REAL ESTATE GROUP | Yes | 0% | 0 |
| 600710 | SUMEC CORPORATION | Yes | 0% | 0 |
| 600711 | CHENGTUN MINING GROUP | Yes | 0% | 0 |
| 600713 | NANJING PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 600717 | TIANJIN PORT HOLDINGS | Yes | 0% | 0 |
| 600718 | NEUSOFT | Yes | 0% | 0 |
| 600720 | GANSU QILIANSHAN CEMENT | Yes | 50% | H$2M |
| 600724 | NINGBO FUDA | No | 0% (Cash Upfront) | 0 |
| 600726 | HUADIAN ENERGY | No | 0% (Cash Upfront) | 0 |
| 600728 | PCI TECHNOLOGY GROUP | Yes | 0% | 0 |
| 600729 | CHONGQING DEPARTMENT STORE | Yes | 50% | H$2M |
| 600732 | SHANGHAI AIKO SOLAR ENERGY | Yes | 0% | 0 |
| 600733 | BLUEPARK NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 600734 | FUJIAN START GROUP | No | 0% (Cash Upfront) | 0 |
| 600736 | SUZHOU NEW DISTRICT HI-TECH INDUSTRIAL | Yes | 0% | 0 |
| 600737 | COFCO SUGAR HOLDING | Yes | 0% | 0 |
| 600738 | LANZHOU LISHANG GUOCHAO INDUSTRIAL GP | No | 0% (Cash Upfront) | 0 |
| 600739 | LIAONING CHENGDA | Yes | 0% | 0 |
| 600740 | SHAN XI COKING | Yes | 0% | 0 |
| 600741 | HUAYU AUTOMOTIVE SYSTEMS | Yes | 60% | H$20M |
| 600742 | CHANGCHUN FAWAY AUTOMOBILE COMPONENTS | Yes | 50% | H$5M |
| 600744 | DATANG HUAYIN ELECTRIC POWER | Yes | 0% | 0 |
| 600745 | WINGTECH TECHNOLOGY | Yes | 0% | 0 |
| 600746 | JIANGSU SOPO CHEMICAL | No | 0% (Cash Upfront) | 0 |
| 600748 | SHANGHAI INDUSTRIAL DEVELOPMENT | Yes | 0% | 0 |
| 600750 | JIANGZHONG PHARMACEUTICAL | Yes | 50% | H$2M |
| 600751 | HNA TECHNOLOGY | Yes | 0% | 0 |
| 600754 | SHANGHAI JIN JIANG INTERNATIONAL HOTELS | Yes | 0% | 0 |
| 600755 | XIAMEN INTERNATIONAL TRADE | Yes | 50% | H$5M |
| 600756 | INSPUR SOFTWARE | Yes | 0% | 0 |
| 600757 | CHANGJIANG PUBLISHING & MEDIA | Yes | 0% | 0 |
| 600758 | LIAONING ENERGY INDUSTRY | Yes | 0% | 0 |
| 600759 | GEO-JADE PETROLEUM CORPORATION | No | 0% (Cash Upfront) | 0 |
| 600760 | AVIC SHENYANG AIRCRAFT | Yes | 0% | 0 |
| 600761 | ANHUI HELI | Yes | 0% | 0 |
| 600763 | TOPCHOICE MEDICAL | Yes | 0% | 0 |
| 600764 | CHINA MARINE INFORMATION ELECTRONICS | Yes | 0% | 0 |
| 600765 | AVIC HEAVY MACHINERY | Yes | 50% | H$2M |
| 600770 | JIANGSU ZONGYI | Yes | 0% | 0 |
| 600771 | GUANGYUYUAN CHINESE HERBAL MEDICINE | Yes | 0% | 0 |
| 600773 | TIBET URBAN DEVELOPMENT AND INVESTMENT | Yes | 0% | 0 |
| 600776 | EASTERN COMMUNICATIONS | Yes | 0% | 0 |
| 600779 | SICHUAN SWELLFUN | Yes | 0% | 0 |
| 600780 | TOP ENERGY | Yes | 0% | 0 |
| 600782 | XINYU IRON & STEEL | Yes | 0% | 0 |
| 600783 | LUXIN VENTURE CAPITAL | Yes | 0% | 0 |
| 600787 | CMST DEVELOPMENT | Yes | 60% | H$20M |
| 600789 | SHANDONG LUKANG PHARMACEUTICAL | Yes | 0% | 0 |
| 600790 | ZHEJIANG CHINA LIGHT&TXTL IND CITY GP | Yes | 0% | 0 |
| 600795 | GD POWER DEVELOPMENT | Yes | 0% | 0 |
| 600797 | INSIGMA TECHNOLOGY | Yes | 0% | 0 |
| 600803 | ENN NATURAL GAS | Yes | 0% | 0 |
| 600809 | SHANXI XINGHUACUN FEN WINE FACTORY | Yes | 0% | 0 |
| 600810 | SHENMA INDUSTRIAL | Yes | 0% | 0 |
| 600811 | ORIENT | Yes | 50% | H$5M |
| 600812 | NORTH CHINA PHARMACEUTICAL | Yes | 0% | 0 |
| 600814 | HANGZHOU JIEBAI GROUP | No | 0% (Cash Upfront) | 0 |
| 600816 | J-YUAN TRUST | Yes | 0% | 0 |
| 600817 | YUTONG HEAVY INDUSTRIES | No | 0% (Cash Upfront) | 0 |
| 600820 | SHANGHAI TUNNEL ENGINEERING | Yes | 60% | H$20M |
| 600821 | NYOCOR | Yes | 0% | 0 |
| 600826 | DLG EXHIBITIONS & EVENTS CORPORATION | Yes | 0% | 0 |
| 600827 | SHANGHAI BAILIAN GROUP | Yes | 0% | 0 |
| 600828 | MAOYE COMMERCIAL | No | 0% (Cash Upfront) | 0 |
| 600835 | SHANGHAI MECHANICAL & ELECTRICAL IND | Yes | 0% | 0 |
| 600839 | SICHUAN CHANGHONG ELECTRIC | Yes | 0% | 0 |
| 600841 | SHANGHAI NEW POWER AUTOMOTIVE TECH | No | 0% (Cash Upfront) | 0 |
| 600845 | SHANGHAI BAOSIGHT SOFTWARE | Yes | 0% | 0 |
| 600846 | SHANGHAI TONGJI SCI & TECH IND | Yes | 50% | H$2M |
| 600848 | SHANGHAI LINGANG HOLDINGS | Yes | 0% | 0 |
| 600850 | CETC DIGITAL TECHNOLOGY | Yes | 0% | 0 |
| 600851 | SHANGHAI HAIXIN GROUP | Yes | 0% | 0 |
| 600855 | BEIJING AEROSPACE CHANGFENG | Yes | 0% | 0 |
| 600859 | WANGFUJING GROUP | Yes | 0% | 0 |
| 600861 | FESCO GROUP | No | 0% (Cash Upfront) | 0 |
| 600862 | AVIC AVIATION HIGH-TECHNOLOGY | Yes | 0% | 0 |
| 600863 | INNER MN MENGDIAN HUANENG THRM PWR CORP | Yes | 0% | 0 |
| 600864 | HARBIN HATOU INVESTMENT | Yes | 0% | 0 |
| 600866 | STAR LAKE BIOSCIENCE ZHAOQING GUANGDONG | Yes | 0% | 0 |
| 600867 | TONGHUA DONGBAO PHARMACEUTICAL | Yes | 0% | 0 |
| 600868 | GUANGDONG MEIYAN JIXIANG HYDROPOWER | Yes | 0% | 0 |
| 600869 | FAR EAST SMARTER ENERGY | Yes | 0% | 0 |
| 600872 | JONJEE HI-TECH INDUSTRIAL & COMMERCIAL | Yes | 0% | 0 |
| 600873 | MEIHUA HOLDINGS | Yes | 0% | 0 |
| 600877 | CETC CHIPS TECHNOLOGY INC | Yes | 0% | 0 |
| 600879 | CHINA AEROSPACE TIMES ELECTRONICS | Yes | 0% | 0 |
| 600880 | CHENGDU B-RAY MEDIA | Yes | 0% | 0 |
| 600881 | JILIN YATAI | Yes | 0% | 0 |
| 600882 | SHANGHAI MILKGROUND FOOD TECH | Yes | 0% | 0 |
| 600884 | NINGBO SHANSHAN | Yes | 0% | 0 |
| 600885 | HONGFA TECHNOLOGY | Yes | 0% | 0 |
| 600886 | SDIC POWER HOLDINGS | Yes | 0% | 0 |
| 600887 | INNER MONGOLIA YILI INDUSTRIAL | Yes | 60% | H$20M |
| 600888 | XINJIANG JOINWORLD | Yes | 0% | 0 |
| 600893 | AECC AVIATION POWER | Yes | 60% | H$20M |
| 600894 | GUANGZHOU GUANGRI STOCK | Yes | 0% | 0 |
| 600895 | SHANGHAI ZHANGJIANG HI-TECH PARK DEV | Yes | 0% | 0 |
| 600897 | XIAMEN INTERNATIONAL AIRPORT | Yes | 0% | 0 |
| 600900 | CHINA YANGTZE POWER | Yes | 50% | H$5M |
| 600901 | JIANGSU FINANCIAL LEASING | Yes | 0% | 0 |
| 600903 | GUIZHOU GAS GROUP | Yes | 0% | 0 |
| 600905 | CHINA THREE GORGES RENEWABLES (GROUP) | Yes | 0% | 0 |
| 600906 | CAIDA SECURITIES | Yes | 0% | 0 |
| 600908 | WUXI RURAL COMMERCIAL BANK | Yes | 0% | 0 |
| 600909 | HUAAN SECURITIES | Yes | 0% | 0 |
| 600916 | CHINA NATIONAL GOLD GROUP GOLD JEWEL | Yes | 0% | 0 |
| 600917 | CHONGQING GAS GROUP | Yes | 0% | 0 |
| 600918 | ZHONGTAI SECURITIES | Yes | 0% | 0 |
| 600919 | BANK OF JIANGSU | Yes | 0% | 0 |
| 600925 | JIANGSU XUKUANG ENERGY | No | 0% (Cash Upfront) | 0 |
| 600926 | BANK OF HANGZHOU | Yes | 0% | 0 |
| 600927 | YONGAN FUTURES | No | 0% (Cash Upfront) | 0 |
| 600928 | BANK OF XI'AN | Yes | 0% | 0 |
| 600929 | SNOWSKY SALT INDUSTRY GROUP | Yes | 0% | 0 |
| 600933 | IKD | Yes | 0% | 0 |
| 600935 | ANHUI HWASU | No | 0% (Cash Upfront) | 0 |
| 600936 | GUANGXI RADIO AND TV INFO NETWORK CORP | Yes | 0% | 0 |
| 600939 | CHONGQING CONSTRUCTION ENGINEERING GP | No | 0% (Cash Upfront) | 0 |
| 600955 | LIHUAYI WEIYUAN CHEMICAL | No | 0% (Cash Upfront) | 0 |
| 600959 | JIANGSU BCST CABLE INFO NET CORP | Yes | 0% | 0 |
| 600961 | ZHUZHOU SMELTER GROUP | Yes | 0% | 0 |
| 600963 | YUEYANG FOREST & PAPER | Yes | 0% | 0 |
| 600965 | FORTUNE NG FUNG FOOD (HEBEI) | Yes | 0% | 0 |
| 600966 | SHANDONG BOHUI PAPER INDUSTRIAL | Yes | 0% | 0 |
| 600967 | INNER MONGOLIA FIRST MACHINERY GROUP | Yes | 50% | H$2M |
| 600968 | CNOOC ENERGY TECHNOLOGY & SERVICES | Yes | 0% | 0 |
| 600970 | SINOMA INTERNATIONAL ENGINEERING | Yes | 50% | H$5M |
| 600971 | ANHUI HENGYUAN COAL IND AND ELEC PWR | Yes | 0% | 0 |
| 600973 | BAOSHENG SCI AND TECH INNOVATION | Yes | 0% | 0 |
| 600975 | HUNAN NEW WELLFULL | Yes | 0% | 0 |
| 600976 | JIANMIN PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 600977 | CHINA FILM | Yes | 0% | 0 |
| 600981 | JIANGSU HIGH HOPE INTERNATIONAL CORP | No | 0% (Cash Upfront) | 0 |
| 600982 | NINGBO ENERGY GROUP | No | 0% (Cash Upfront) | 0 |
| 600984 | SHAANXI CONSTRUCTION MACHINERY | No | 0% (Cash Upfront) | 0 |
| 600985 | HUAIBEI MINING HOLDINGS | Yes | 0% | 0 |
| 600986 | ZHEWEN INTERACTIVE GROUP | Yes | 0% | 0 |
| 600987 | ZHEJIANG HANGMIN | Yes | 0% | 0 |
| 600988 | CHIFENG JILONG GOLD MINING | Yes | 0% | 0 |
| 600989 | NINGXIA BAOFENG ENERGY GROUP | Yes | 0% | 0 |
| 600990 | ANHUI SUN CREATE ELECTRONICS | Yes | 0% | 0 |
| 600992 | GUIZHOU WIRE ROPE | No | 0% (Cash Upfront) | 0 |
| 600993 | MAYINGLONG PHARMACEUTICAL GROUP STOCK | Yes | 50% | H$2M |
| 600995 | CHINA SOUTHERN PWR GRID ENERGY STORAGE | Yes | 0% | 0 |
| 600996 | GUIZHOU BC&TV INFORMATION NETWORK | Yes | 0% | 0 |
| 600997 | KAILUAN ENERGY CHEMICAL | Yes | 0% | 0 |
| 600998 | JOINTOWN PHARMACEUTICAL | Yes | 0% | 0 |
| 601000 | TANGSHAN PORT | Yes | 60% | H$20M |
| 601001 | JINNENG HOLDING SHANXI COAL INDUSTRY | Yes | 0% | 0 |
| 601003 | LIUZHOU IRON & STEEL | Yes | 0% | 0 |
| 601006 | DAQIN RAILWAY | Yes | 0% | 0 |
| 601008 | JIANGSU LIANYUNGANG PORT | Yes | 0% | 0 |
| 601009 | BANK OF NANJING | Yes | 50% | H$5M |
| 601011 | BAOTAILONG NEW MATERIALS | Yes | 0% | 0 |
| 601012 | LONGI GREEN ENERGY TECHNOLOGY | Yes | 50% | H$5M |
| 601015 | SHAANXI HEIMAO COKING | Yes | 0% | 0 |
| 601016 | CECEP WIND-POWER | Yes | 0% | 0 |
| 601018 | NINGBO ZHOUSHAN PORT | Yes | 0% | 0 |
| 601019 | SHANDONG PUBLISHING&MEDIA | Yes | 0% | 0 |
| 601020 | TIBET HUAYU MINING | Yes | 0% | 0 |
| 601021 | SPRING AIRLINES | Yes | 0% | 0 |
| 601022 | NINGBO OCEAN SHIPPING | Yes | 0% | 0 |
| 601028 | SHANDONG YULONG GOLD | Yes | 0% | 0 |
| 601058 | SAILUN GROUP | Yes | 0% | 0 |
| 601059 | CINDA SECURITIES | Yes | 0% | 0 |
| 601061 | CITIC METAL | Yes | 0% | 0 |
| 601065 | JIANGXI SALT INDUSTRY GROUP | Yes | 0% | 0 |
| 601069 | WESTERN REGION GOLD | Yes | 0% | 0 |
| 601089 | BEIJING FOYOU PHARMA | No | 0% (Cash Upfront) | 0 |
| 601098 | CHINA SOUTH PUBLISHING & MEDIA | Yes | 50% | H$5M |
| 601099 | THE PACIFIC SECURITIES | Yes | 0% | 0 |
| 601100 | JIANGSU HENGLI HYDRAULIC | Yes | 0% | 0 |
| 601101 | BEIJING HAOHUA ENERGY RESOURCE | Yes | 0% | 0 |
| 601106 | CHINA FIRST HEAVY INDUSTRIES | Yes | 0% | 0 |
| 601108 | CAITONG SECURITIES | Yes | 0% | 0 |
| 601116 | SANJIANG SHOPPING CLUB | Yes | 0% | 0 |
| 601117 | CHINA NATIONAL CHEMICAL ENGINEERING | Yes | 0% | 0 |
| 601118 | CHINA HAINAN RUBBER INDUSTRY | Yes | 0% | 0 |
| 601121 | XINJIANG BAODI MINING | No | 0% (Cash Upfront) | 0 |
| 601126 | BEIJING SIFANG AUTOMATION | Yes | 0% | 0 |
| 601127 | CHONGQING SOKON INDUSTRY GROUP | Yes | 0% | 0 |
| 601128 | JIANGSU CHANGSHU RURAL COMMERCIAL BANK | Yes | 0% | 0 |
| 601133 | BOTH ENGINEERING TECHNOLOGY | Yes | 0% | 0 |
| 601136 | CAPITAL SECURITIES CORPORATION | Yes | 0% | 0 |
| 601137 | NINGBO BOWAY ALLOY MATERIAL | Yes | 0% | 0 |
| 601138 | FOXCONN INDUSTRIAL INTERNET | Yes | 0% | 0 |
| 601139 | SHENZHEN GAS | Yes | 50% | H$5M |
| 601155 | SEAZEN HOLDINGS | Yes | 0% | 0 |
| 601156 | EASTERN AIR LOGISTICS | Yes | 0% | 0 |
| 601158 | CHONGQING WATER | Yes | 50% | H$2M |
| 601162 | TIANFENG SECURITIES | Yes | 0% | 0 |
| 601163 | TRIANGLE TYRE | Yes | 0% | 0 |
| 601166 | INDUSTRIAL BANK | Yes | 60% | H$20M |
| 601168 | WESTERN MINING | Yes | 0% | 0 |
| 601169 | BANK OF BEIJING | Yes | 60% | H$20M |
| 601179 | CHINA XD ELECTRIC | Yes | 0% | 0 |
| 601187 | XIAMEN BANK | No | 0% (Cash Upfront) | 0 |
| 601198 | DONGXING SECURITIES | Yes | 0% | 0 |
| 601199 | JIANGSU JIANGNAN WATER | Yes | 0% | 0 |
| 601200 | SHANGHAI ENVIRONMENT GROUP | Yes | 0% | 0 |
| 601208 | SICHUAN EM TECHNOLOGY | Yes | 0% | 0 |
| 601212 | BAIYIN NONFERROUS GROUP | Yes | 0% | 0 |
| 601216 | INNER MN JUNZHENG ENERGY & CHEMICAL GP | Yes | 50% | H$5M |
| 601222 | JIANGSU LINYANG ENERGY | Yes | 0% | 0 |
| 601225 | SHAANXI COAL INDUSTRY | Yes | 0% | 0 |
| 601226 | HUADIAN HEAVY INDUSTRIES | Yes | 0% | 0 |
| 601228 | GUANGZHOU PORT | Yes | 0% | 0 |
| 601229 | BANK OF SHANGHAI | Yes | 0% | 0 |
| 601231 | UNIVERSAL SCIENTIFIC INDUSTRIAL | Yes | 50% | H$5M |
| 601233 | TONGKUN | Yes | 0% | 0 |
| 601236 | HONGTA SECURITIES | Yes | 0% | 0 |
| 601279 | CHANGCHUN ENGLEY AUTOMOBILE INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 601311 | CAMEL GROUP | Yes | 50% | H$5M |
| 601339 | BROS EASTERN | Yes | 0% | 0 |
| 601360 | 360 SECURITY TECHNOLOGY | Yes | 0% | 0 |
| 601369 | XI'AN SHAANGU POWER | Yes | 0% | 0 |
| 601377 | INDUSTRIAL SECURITIES | Yes | 50% | H$5M |
| 601388 | YECHIU METAL RECYCLING (CHINA) | Yes | 0% | 0 |
| 601399 | SINOMACH HEAVY EQUIPMENT GROUP | Yes | 0% | 0 |
| 601500 | JIANGSU GENERAL SCIENCE TECHNOLOGY | Yes | 0% | 0 |
| 601512 | CHINA-SINGAPORE SUZHOU IND PARK DEV | No | 0% (Cash Upfront) | 0 |
| 601515 | GUANGDONG DFP NEW MATERIAL GROUP | Yes | 0% | 0 |
| 601519 | SHANGHAI DZH | Yes | 0% | 0 |
| 601528 | ZHEJIANG SHAOXING RUIFENG RUR COMM BANK | No | 0% (Cash Upfront) | 0 |
| 601555 | SOOCHOW SECURITIES | Yes | 50% | H$2M |
| 601566 | JOEONE | Yes | 0% | 0 |
| 601567 | NINGBO SANXING MEDICAL ELECTRIC | Yes | 0% | 0 |
| 601568 | SHAANXI BEIYUAN CHEMICAL INDUSTRY GROUP | Yes | 0% | 0 |
| 601577 | BANK OF CHANGSHA | Yes | 0% | 0 |
| 601579 | KUAIJISHAN SHAOXING RICE WINE | Yes | 0% | 0 |
| 601595 | SHANGHAI FILM CORPORATION | No | 0% (Cash Upfront) | 0 |
| 601606 | ANHUI GREATWALL MILITARY INDUSTRY | Yes | 0% | 0 |
| 601608 | CITIC HEAVY INDUSTRIES | Yes | 0% | 0 |
| 601609 | NINGBO JINTIAN COPPER(GROUP) | No | 0% (Cash Upfront) | 0 |
| 601611 | CHINA NUCLEAR ENGINEERING CORPORATION | Yes | 0% | 0 |
| 601615 | MING YANG SMART ENERGY GROUP | Yes | 0% | 0 |
| 601619 | NINGXIA JIAZE RENEWABLES CORPORATION | Yes | 0% | 0 |
| 601636 | ZHUZHOU KIBING | Yes | 0% | 0 |
| 601665 | QILU BANK | Yes | 0% | 0 |
| 601666 | PINGDINGSHAN TIANAN COAL MINING | Yes | 50% | H$5M |
| 601668 | CHINA STATE CONSTRUCTION ENGINEERING | Yes | 60% | H$20M |
| 601669 | POWER CONSTRUCTION CORPORATION OF CHINA | Yes | 60% | H$20M |
| 601677 | HENAN MINGTAI AL.INDUSTRIAL | Yes | 0% | 0 |
| 601678 | BEFAR | Yes | 0% | 0 |
| 601686 | TIANJIN YOU FA STEEL PIPE GROUP STOCK | No | 0% (Cash Upfront) | 0 |
| 601689 | NINGBO TUOPU GROUP | Yes | 0% | 0 |
| 601696 | BOC INTERNATIONAL (CHINA) | Yes | 0% | 0 |
| 601698 | CHINA SATELLITE COMMUNICATIONS | Yes | 0% | 0 |
| 601699 | SHANXI LU'AN ENVIRONMENTAL ENERGY DEV | Yes | 60% | H$20M |
| 601700 | CHANGSHU FENGFAN POWER EQUIPMENT | Yes | 0% | 0 |
| 601702 | SHANGHAI HUAFON ALUMINIUM CORP | Yes | 0% | 0 |
| 601718 | JIHUA | Yes | 0% | 0 |
| 601777 | LIFAN INDUSTRY (GROUP) | Yes | 0% | 0 |
| 601778 | JINKO POWER TECHNOLOGY | Yes | 0% | 0 |
| 601789 | NINGBO CONSTRUCTION | Yes | 0% | 0 |
| 601799 | CHANGZHOU XINGYU AUTO LIGHTING SYS | Yes | 0% | 0 |
| 601801 | ANHUI XINHUA MEDIA | Yes | 0% | 0 |
| 601816 | BEIJING-SHANGHAI HIGH SPEED RAILWAY | Yes | 0% | 0 |
| 601825 | SHANGHAI RURAL COMMERCIAL BANK | Yes | 0% | 0 |
| 601827 | CHONGQING SANFENG ENVIRONMENT GROUP | No | 0% (Cash Upfront) | 0 |
| 601838 | BANK OF CHENGDU | Yes | 0% | 0 |
| 601858 | CHINA SCIENCE PUBLISHING & MEDIA | Yes | 0% | 0 |
| 601860 | JIANGSU ZIJIN RURAL COMMERCIAL BANK | Yes | 0% | 0 |
| 601872 | CHINA MERCHANTS ENERGY SHIPPING | Yes | 0% | 0 |
| 601877 | ZHEJIANG CHINT ELECTRICS | Yes | 50% | H$5M |
| 601878 | ZHESHANG SECURITIES | Yes | 0% | 0 |
| 601882 | NINGBO HAITIAN PRECISION MACHINERY | Yes | 0% | 0 |
| 601886 | JANGHO | Yes | 0% | 0 |
| 601890 | ASIAN STAR ANCHOR CHAIN | Yes | 0% | 0 |
| 601900 | SOUTHERN PUBLISHING AND MEDIA | Yes | 0% | 0 |
| 601901 | FOUNDER SECURITIES | Yes | 0% | 0 |
| 601908 | BEIJING JINGYUNTONG TECHNOLOGY | Yes | 0% | 0 |
| 601918 | CHINA COAL XINJI ENERGY | Yes | 0% | 0 |
| 601921 | ZHEJIANG PUBLISHING & MEDIA | No | 0% (Cash Upfront) | 0 |
| 601928 | JIANGSU PHOENIX PUBLISHING&MEDIA | Yes | 0% | 0 |
| 601929 | JISHI MEDIA | Yes | 0% | 0 |
| 601933 | YONGHUI SUPERSTORES | Yes | 0% | 0 |
| 601949 | CHINA PUBLISHING & MEDIA HOLDINGS | Yes | 0% | 0 |
| 601952 | JIANGSU PROVINCIAL AGRI RECLAM & DEV | Yes | 0% | 0 |
| 601958 | JINDUICHENG MOLYBDENUM | Yes | 0% | 0 |
| 601965 | CHINA AUTOMOTIVE ENGR RESEARCH INSTITUE | Yes | 0% | 0 |
| 601966 | SHANDONG LINGLONG TYRE | Yes | 0% | 0 |
| 601968 | SHANGHAI BAOSTEEL PACKAGING | No | 0% (Cash Upfront) | 0 |
| 601969 | HAINAN MINING | Yes | 0% | 0 |
| 601975 | NANJING TANKER CORPORATION | Yes | 0% | 0 |
| 601985 | CHINA NATIONAL NUCLEAR POWER | Yes | 50% | H$5M |
| 601989 | CHINA SHIPBUILDING INDUSTRY | Yes | 60% | H$20M |
| 601990 | NANJING SECURITIES | Yes | 0% | 0 |
| 601997 | BANK OF GUIYANG | Yes | 0% | 0 |
| 603000 | PEOPLE.CN | Yes | 0% | 0 |
| 603002 | EPOXY BASE ELECTRONIC MATERIAL CORP | No | 0% (Cash Upfront) | 0 |
| 603005 | CHINA WAFER LEVEL CSP | Yes | 0% | 0 |
| 603008 | XILINMEN FURNITURE | Yes | 0% | 0 |
| 603009 | SHANGHAI BEITE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603010 | ZHEJIANG WANSHENG | Yes | 0% | 0 |
| 603013 | YAPP AUTOMOTIVE SYSTEMS | No | 0% (Cash Upfront) | 0 |
| 603018 | CHINA DESIGN GROUP | Yes | 0% | 0 |
| 603019 | DAWNING INFORMATION INDUSTRY | Yes | 0% | 0 |
| 603025 | BEIJING DAHAO TECHNOLOGY | Yes | 0% | 0 |
| 603026 | SHINGHWA ADVANCED MATERIAL GROUP | Yes | 0% | 0 |
| 603027 | QIANHE CONDIMENT AND FOOD | Yes | 0% | 0 |
| 603031 | ANHUI ANFU BATTERY TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603032 | DELIXI NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 603033 | ZHEJIANG SANWEI RUBBER ITEM | Yes | 0% | 0 |
| 603035 | JIANGSU CHANGSHU AUTOMOTIVE GROUP TRIM | Yes | 0% | 0 |
| 603039 | WEAVER NETWORK TECHNOLOGY | Yes | 0% | 0 |
| 603043 | GUANGZHOU RESTAURANT GROUP | Yes | 0% | 0 |
| 603053 | CHENGDU GAS GROUP | No | 0% (Cash Upfront) | 0 |
| 603055 | ZHEJIANG TAIHUA NEW MATERIAL | Yes | 0% | 0 |
| 603056 | DEPPON LOGISTICS | Yes | 0% | 0 |
| 603057 | SHANGHAI ZIYAN FOOD | No | 0% (Cash Upfront) | 0 |
| 603060 | CHINA TESTING & CERTIFICATION INTL GP | No | 0% (Cash Upfront) | 0 |
| 603063 | SHENZHEN HOPEWIND ELECTRIC | Yes | 0% | 0 |
| 603065 | SUQIAN UNITECH CORP | No | 0% (Cash Upfront) | 0 |
| 603067 | HUBEI ZHENHUA CHEMICAL | Yes | 0% | 0 |
| 603068 | BEKEN CORPORATION | No | 0% (Cash Upfront) | 0 |
| 603069 | HAINAN HAIQI TRANSPORTATION GROUP | Yes | 0% | 0 |
| 603070 | WECOME INTELLIGENT MANUFACTURING | Yes | 0% | 0 |
| 603071 | ZJMI ENVIRONMENTAL ENERGY | No | 0% (Cash Upfront) | 0 |
| 603075 | HANGZHOU HEATWELL ELECTRIC HEATING TECH | Yes | 0% | 0 |
| 603077 | SICHUAN HEBANG BIOTECHNOLOGY | Yes | 0% | 0 |
| 603078 | JIANGYIN JIANGHUA MICRO-ELEC MATERIALS | Yes | 0% | 0 |
| 603081 | ZHEJIANG DAFENG INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 603083 | CIG SHANGHAI | Yes | 0% | 0 |
| 603087 | GAN & LEE PHARMACEUTICALS | Yes | 0% | 0 |
| 603093 | NANHUA FUTURES | No | 0% (Cash Upfront) | 0 |
| 603098 | CENTER INTERNATIONAL GROUP | Yes | 0% | 0 |
| 603099 | CHANGBAI MOUNTAIN TOURISM | Yes | 0% | 0 |
| 603100 | CHONGQING CHUANYI AUTOMATION | Yes | 0% | 0 |
| 603103 | HENGDIAN ENTERTAINMENT | Yes | 0% | 0 |
| 603105 | ZHEJIANG SUNOREN SOLAR TECHNOLOGY | Yes | 0% | 0 |
| 603108 | SHANGHAI RUNDA MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 603110 | NEW EAST NEW MATERIALS | No | 0% (Cash Upfront) | 0 |
| 603111 | NANJING KANGNI MECHANICAL & ELECTRICAL | No | 0% (Cash Upfront) | 0 |
| 603112 | SHANXI HUAXIANG GROUP | No | 0% (Cash Upfront) | 0 |
| 603113 | JINNENG SCIENCE&TECHNOLOGY | Yes | 0% | 0 |
| 603118 | SHENZHEN GONGJIN ELECTRONICS | Yes | 0% | 0 |
| 603119 | ZHEJIANG RONGTAI ELECTRIC MATERIAL | Yes | 0% | 0 |
| 603123 | BEIJING CUIWEI TOWER | Yes | 0% | 0 |
| 603125 | JIANGSU EVERGREEN MATERIAL TECHNOLOGY | Yes | 0% | 0 |
| 603128 | CTS INTERNATIONAL LOGISTICS | Yes | 0% | 0 |
| 603129 | ZHEJIANG CFMOTO POWER | Yes | 0% | 0 |
| 603132 | JINHUI MINING INCORPORATION | No | 0% (Cash Upfront) | 0 |
| 603135 | ZHONGZHONG SCIENCE & TECH(TIANJIN) | Yes | 0% | 0 |
| 603136 | JIANGSU TIANMU LAKE TOURISM | No | 0% (Cash Upfront) | 0 |
| 603138 | BEIJING VASTDATA TECHNOLOGY | Yes | 0% | 0 |
| 603153 | SHANGHAI RESEARCH INST OF BLDG SCI GP | No | 0% (Cash Upfront) | 0 |
| 603156 | HEBEI YANGYUAN ZHIHUI BEVERAGE | Yes | 0% | 0 |
| 603160 | SHENZHEN GOODIX TECHNOLOGY | Yes | 0% | 0 |
| 603162 | FUJIAN HIGHTON DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 603169 | LANZHOU LS HEAVY EQUIPMENT | Yes | 0% | 0 |
| 603170 | SHANGHAI BOLEX FOOD TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603171 | SERVYOU SOFTWARE GROUP | No | 0% (Cash Upfront) | 0 |
| 603178 | NINGBO SHENGLONG AUTO POWERTRAIN SYSTEM | Yes | 0% | 0 |
| 603179 | JIANGSU XINQUAN AUTOMOTIVE TRIM | Yes | 0% | 0 |
| 603180 | GOLDENHOME LIVING | No | 0% (Cash Upfront) | 0 |
| 603181 | ZHEJIANG HUANGMA TECHNOLOGY | Yes | 0% | 0 |
| 603185 | HOYUAN GREEN ENERGY | Yes | 0% | 0 |
| 603187 | QINGDAO HIRON COMMERCIAL COLD CHAIN | No | 0% (Cash Upfront) | 0 |
| 603191 | CHONGQING WANGBIAN ELECTRIC (GROUP) | Yes | 0% | 0 |
| 603195 | GONGNIU GROUP | Yes | 0% | 0 |
| 603197 | SHANGHAI BAOLONG AUTOMOTIVE CORPORATION | Yes | 0% | 0 |
| 603198 | ANHUI YINGJIA DISTILLERY | Yes | 0% | 0 |
| 603203 | QUICK INTELLIGENT EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 603206 | BESTLINK TECHNOLOGIES | No | 0% (Cash Upfront) | 0 |
| 603208 | JIANGSHAN OUPAI DOOR INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 603209 | XINGTONG SHIPPING | No | 0% (Cash Upfront) | 0 |
| 603212 | CYBRID TECHNOLOGIES INC | Yes | 0% | 0 |
| 603218 | RIYUE HEAVY INDUSTRY | Yes | 0% | 0 |
| 603219 | NINGBO FUJIA INDUSTRIAL | No | 0% (Cash Upfront) | 0 |
| 603220 | CHINA BESTER GROUP TELECOM | Yes | 0% | 0 |
| 603222 | CHIMIN HEALTH MANAGEMENT | Yes | 0% | 0 |
| 603223 | HENGTONG LOGISTICS | Yes | 0% | 0 |
| 603225 | XIN FENGMING GROUP | Yes | 0% | 0 |
| 603227 | XINJIANG XUEFENG SCI-TECH (GROUP) | Yes | 0% | 0 |
| 603228 | SHENZHEN KINWONG ELECTRONIC | Yes | 0% | 0 |
| 603229 | ZHEJIANG AUSUN PHARMACEUTICAL | Yes | 0% | 0 |
| 603230 | INNER MONGOLIA XINHUA DISTRIBUTION GP | No | 0% (Cash Upfront) | 0 |
| 603233 | DASHENLIN PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 603236 | QUECTEL WIRELESS SOLUTIONS | Yes | 0% | 0 |
| 603255 | LIAONING DINGJIDE PETROCHEMICAL | No | 0% (Cash Upfront) | 0 |
| 603256 | GRACE FABRIC TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603258 | HANGZHOU ELECTRONIC SOUL NETWORK TECH | No | 0% (Cash Upfront) | 0 |
| 603260 | HOSHINE SILICON INDUSTRY | Yes | 0% | 0 |
| 603267 | BEIJING YUANLIU HONGYUAN ELEC TECH | Yes | 0% | 0 |
| 603277 | YINDU KITCHEN EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 603279 | JINGJIN EQUIPMENT | Yes | 0% | 0 |
| 603281 | HUBEI JIANGHAN NEW MATERIALS | No | 0% (Cash Upfront) | 0 |
| 603283 | SUZHOU SECOTE PRECISION ELECTRONIC | Yes | 0% | 0 |
| 603288 | FOSHAN HAITIAN FLAVOURING AND FOOD | Yes | 0% | 0 |
| 603290 | STARPOWER SEMICONDUCTOR | Yes | 0% | 0 |
| 603291 | JIANGSU UNITED WATER TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603296 | HUAQIN TECHNOLOGY | Yes | 0% | 0 |
| 603297 | NINGBO YONG XIN OPTICS | Yes | 0% | 0 |
| 603298 | HANGCHA GROUP | Yes | 0% | 0 |
| 603299 | JIANG SU SUYAN JINGSHEN | Yes | 0% | 0 |
| 603300 | ZHEJIANG HUATIE EMERGENCY EQPT SCI&TECH | Yes | 0% | 0 |
| 603301 | ZHENDE MEDICAL | Yes | 0% | 0 |
| 603303 | HENGDIAN GROUP TOSPO LIGHTING | No | 0% (Cash Upfront) | 0 |
| 603305 | NINGBO XUSHENG GROUP | Yes | 0% | 0 |
| 603306 | HMT(XIAMEN) NEW TECHNICAL MATERIALS | Yes | 0% | 0 |
| 603308 | ANHUI YINGLIU ELECTROMECHANICAL | Yes | 0% | 0 |
| 603309 | WELL LEAD MEDICAL | No | 0% (Cash Upfront) | 0 |
| 603313 | HEALTHCARE | No | 0% (Cash Upfront) | 0 |
| 603317 | SICHUAN TEWAY FOOD GROUP | Yes | 0% | 0 |
| 603322 | SUPER TELECOM | No | 0% (Cash Upfront) | 0 |
| 603323 | JIANGSU SUZHOU RURAL COMMERCIAL BANK | Yes | 0% | 0 |
| 603324 | SHANGHAI SHENG JIAN ENVIRONMENT TECH | No | 0% (Cash Upfront) | 0 |
| 603327 | SICHUAN FURONG TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603328 | GUANGDONG ELLINGTON ELECTRONICS TECH | Yes | 0% | 0 |
| 603337 | JACK TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603338 | ZHEJIANG DINGLI MACHINERY | Yes | 0% | 0 |
| 603345 | FUJIAN ANJOY FOODS | Yes | 0% | 0 |
| 603348 | WENCAN GROUP | Yes | 0% | 0 |
| 603355 | KINGCLEAN ELECTRIC | Yes | 0% | 0 |
| 603357 | ANHUI TRANSPORT CONSULTING&DESIGN INST | Yes | 0% | 0 |
| 603358 | HUADA AUTOMOTIVE TECHNOLOGY | Yes | 0% | 0 |
| 603359 | DONGZHU ECOLOGICAL ENV PROTECTION | No | 0% (Cash Upfront) | 0 |
| 603363 | FUJIAN AONONG BIOLOGICAL TECHNOLOGY GP | Yes | 0% | 0 |
| 603366 | SOLAREAST HOLDINGS | No | 0% (Cash Upfront) | 0 |
| 603367 | CISEN PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603368 | GUANGXI LIUYAO GROUP | Yes | 0% | 0 |
| 603369 | JIANGSU KING'S LUCK BREWERY JOINT-STOCK | Yes | 0% | 0 |
| 603377 | EASTERN PIONEER DRIVING SCHOOL | Yes | 0% | 0 |
| 603379 | ZHEJIANG SANMEI CHEMICAL INDUSTRY | Yes | 0% | 0 |
| 603383 | FUJIAN APEX SOFTWARE | Yes | 0% | 0 |
| 603387 | GETEIN BIOTECH | Yes | 0% | 0 |
| 603392 | BEIJING WANTAI BIOLOGICAL PHARMACY | Yes | 0% | 0 |
| 603393 | XINJIANG XINTAI NATURAL GAS | Yes | 0% | 0 |
| 603396 | YINGKOU JINCHEN MACHINERY | Yes | 0% | 0 |
| 603398 | MUBANG HIGH-TECH | No | 0% (Cash Upfront) | 0 |
| 603399 | JINZHOU YONGSHAN LITHIUM | Yes | 0% | 0 |
| 603408 | RUNNER(XIAMEN) | No | 0% (Cash Upfront) | 0 |
| 603416 | WUXI XINJE ELECTRIC | Yes | 0% | 0 |
| 603421 | QINGDAO TOPSCOMM COMMUNICATION | No | 0% (Cash Upfront) | 0 |
| 603429 | ANHUI GENUINE NEW MATERIALS | Yes | 0% | 0 |
| 603439 | GUIZHOU SANLI PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603444 | G-BITS NETWORK TECHNOLOGY (XIAMEN) | Yes | 0% | 0 |
| 603456 | ZHEJIANG JIUZHOU PHARMACEUTICAL | Yes | 0% | 0 |
| 603466 | SHANGHAI FENGYUZHU CULTURE TECHNOLOGY | Yes | 0% | 0 |
| 603477 | LESHAN GIANTSTAR FARMING&HUSBANDRY CORP | Yes | 0% | 0 |
| 603486 | ECOVACS ROBOTICS | Yes | 0% | 0 |
| 603489 | BAFANG ELECTIC (SUZHOU) | Yes | 0% | 0 |
| 603496 | EMBEDWAY TECHNOLOGIES (SHANGHAI) CORP | Yes | 0% | 0 |
| 603501 | WILL SEMICONDUCTOR | Yes | 0% | 0 |
| 603505 | CHINA KINGS RESOURCES GROUP | Yes | 0% | 0 |
| 603507 | JIANGSU ZHENJIANG NEW ENERGY EQUIPMENT | Yes | 0% | 0 |
| 603508 | HENAN THINKER AUTOMATIC EQUIPMENT | Yes | 0% | 0 |
| 603515 | OPPLE LIGHTING | Yes | 0% | 0 |
| 603517 | JUE WEI FOOD | Yes | 0% | 0 |
| 603520 | ZHEJIANG STARRY PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603528 | DUOLUN TECHNOLOGY CORPORATION | No | 0% (Cash Upfront) | 0 |
| 603529 | AIMA TECHNOLOGY GROUP | Yes | 0% | 0 |
| 603530 | JIANGSU SHEMAR ELECTRIC | Yes | 0% | 0 |
| 603533 | IREADER TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603556 | HEXING ELECTRICAL | Yes | 0% | 0 |
| 603565 | SHANGHAI ZHONGGU LOGISTICS | Yes | 0% | 0 |
| 603566 | PULIKE BIOLOGICAL ENGINEERING,INC | Yes | 0% | 0 |
| 603567 | HEILONGJIANG ZBD PHARMACEUTICAL | Yes | 0% | 0 |
| 603568 | ZHEJIANG WEIMING ENVIRONMENT PROTECTION | Yes | 0% | 0 |
| 603569 | BEIJING CHANGJIU LOGISTICS | No | 0% (Cash Upfront) | 0 |
| 603583 | ZHEJIANG JIECANG LINEAR MOTION TECH | Yes | 0% | 0 |
| 603588 | BEIJING GEOENVIRON ENGINEERING & TECH | Yes | 0% | 0 |
| 603589 | ANHUI KOUZI DISTILLERY | Yes | 0% | 0 |
| 603590 | BEIJING KONRUNS PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603595 | ZHEJIANG TONY ELECTRONIC | No | 0% (Cash Upfront) | 0 |
| 603596 | BETHEL AUTOMOTIVE SAFETY SYSTEMS | Yes | 0% | 0 |
| 603599 | ANHUI GUANGXIN AGROCHEMICAL | Yes | 0% | 0 |
| 603601 | CHONGQING ZAISHENG TECHNOLOGY CORP | Yes | 0% | 0 |
| 603605 | PROYA COSMETICS | Yes | 0% | 0 |
| 603606 | NINGBO ORIENT WIRES & CABLES | Yes | 0% | 0 |
| 603609 | WELLHOPE FOODS | Yes | 0% | 0 |
| 603610 | KEESON TECHNOLOGY CORPORATION | No | 0% (Cash Upfront) | 0 |
| 603611 | NOBLELIFT INTELLIGENT EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 603612 | SUNSTONE DEVELOPMENT | Yes | 0% | 0 |
| 603613 | BEIJING UNITED INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 603619 | ZHONGMAN PETROLEUM AND NATURAL GAS GP | Yes | 0% | 0 |
| 603629 | JIANGSU LETTALL ELECTRONIC | No | 0% (Cash Upfront) | 0 |
| 603636 | LINEWELL SOFTWARE | Yes | 0% | 0 |
| 603638 | YANTAI EDDIE PRECISION MACHINERY | Yes | 0% | 0 |
| 603639 | HAILIR PESTICIDES AND CHEMICALS GROUP | Yes | 0% | 0 |
| 603650 | RED AVENUE NEW MATERIALS GROUP | Yes | 0% | 0 |
| 603658 | AUTOBIO DIAGNOSTICS | Yes | 0% | 0 |
| 603659 | SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 603661 | HENGLIN HOME FURNISHINGS | No | 0% (Cash Upfront) | 0 |
| 603662 | KELI SENSING TECHNOLOGY (NINGBO) | Yes | 0% | 0 |
| 603663 | SANXIANG ADVANCED MATERIALS | Yes | 0% | H$20M |
| 603665 | ZHEJIANG KANGLONGDA SPECIAL PROT TECH | No | 0% (Cash Upfront) | 0 |
| 603666 | YIJIAHE TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603667 | ZHEJIANG XCC GROUP | Yes | 0% | 0 |
| 603668 | FUJIAN TIANMA SCIENCE AND TECHNOLOGY GP | Yes | 0% | 0 |
| 603676 | TIBET WEIXINKANG PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603678 | FUJIAN TORCH ELECTRON TECHNOLOGY | Yes | 0% | 0 |
| 603680 | KTK GROUP | No | 0% (Cash Upfront) | 0 |
| 603687 | ZHEJIANG GREAT SHENGDA PACKAGING | No | 0% (Cash Upfront) | 0 |
| 603688 | JIANGSU PACIFIC QUARTZ | Yes | 0% | 0 |
| 603690 | PNC PROCESS SYSTEMS | Yes | 0% | 0 |
| 603693 | JIANGSU NEW ENERGY DEVELOPMENT | Yes | 0% | 0 |
| 603698 | CHANGZHENG ENGINEERING TECHNOLOGY | Yes | 0% | 0 |
| 603699 | NEWAY VALVE (SUZHOU) | Yes | 0% | 0 |
| 603707 | NANJING KING-FRIEND BIOCHEMICAL PHARMA | Yes | 0% | 0 |
| 603708 | JIAJIAYUE GROUP | Yes | 0% | 0 |
| 603711 | XIANGPIAOPIAO FOOD | No | 0% (Cash Upfront) | 0 |
| 603712 | TIANJIN 712 COMMUNICATION&BROADCASTING | Yes | 0% | 0 |
| 603713 | MILKYWAY CHEMICAL SUPPLY CHAIN SERVICE | Yes | 0% | 0 |
| 603718 | SHANGHAI HILE BIO-TECHNOLOGY | Yes | 0% | 0 |
| 603719 | BESTORE | Yes | 0% | 0 |
| 603728 | SHANGHAI MOONS' ELECTRIC | No | 0% (Cash Upfront) | 0 |
| 603730 | SHANGHAI DAIMAY AUTOMOTIVE INTERIOR | Yes | 0% | 0 |
| 603733 | XIANHE | Yes | 0% | 0 |
| 603737 | SKSHU PAINT | Yes | 0% | 0 |
| 603738 | TKD SCIENCE AND TECHNOLOGY | Yes | 0% | 0 |
| 603766 | LONCIN MOTOR | Yes | 0% | 0 |
| 603773 | WG TECH (JIANGXI) | No | 0% (Cash Upfront) | 0 |
| 603777 | SHANGHAI LAIYIFEN | Yes | 0% | 0 |
| 603786 | KEBODA TECHNOLOGY | Yes | 0% | 0 |
| 603799 | ZHEJIANG HUAYOU COBALT | Yes | 0% | 0 |
| 603800 | SUZHOU DOUSON DRILLING & PROD EQPT | Yes | 0% | 0 |
| 603801 | ZBOM HOME COLLECTION | No | 0% (Cash Upfront) | 0 |
| 603806 | HANGZHOU FIRST APPLIED MATERIAL | Yes | 0% | 0 |
| 603815 | ANHUI GOURGEN TRAFFIC CONSTRUCTION | No | 0% (Cash Upfront) | 0 |
| 603816 | JASON FURNITURE (HANGZHOU) | Yes | 0% | 0 |
| 603823 | LILY GROUP | No | 0% (Cash Upfront) | 0 |
| 603826 | FUJIAN KUNCAI MATERIAL TECHNOLOGY | Yes | 0% | 0 |
| 603833 | OPPEIN HOME GROUP | Yes | 0% | 0 |
| 603848 | GUANGDONG HOTATA TECHNOLOGY GROUP | No | 0% (Cash Upfront) | 0 |
| 603855 | WAROM TECHNOLOGY INCORPORATED COMPANY | No | 0% (Cash Upfront) | 0 |
| 603858 | SHANDONG BUCHANG PHARMACEUTICALS | Yes | 0% | 0 |
| 603859 | NANCAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603863 | GUANGDONG SONGYANG RECYCLE RESOURCES | No | 0% (Cash Upfront) | 0 |
| 603866 | TOLY BREAD | Yes | 0% | 0 |
| 603867 | ZHEJIANG XINHUA CHEMICAL | Yes | 0% | 0 |
| 603868 | SHANGHAI FLYCO ELECTRICAL APPLIANCE | Yes | 0% | 0 |
| 603869 | ENC DIGITAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603871 | JIA YOU INTERNATIONAL LOGISTICS | Yes | 0% | 0 |
| 603876 | JIANGSU DINGSHENG NEW MATERIAL | Yes | 0% | 0 |
| 603877 | NINGBO PEACEBIRD FASHION | Yes | 0% | 0 |
| 603881 | SHANGHAI ATHUB | Yes | 0% | 0 |
| 603882 | GUANGZHOU KINGMED DIAGNOSTICS GROUP | Yes | 0% | 0 |
| 603883 | LBX PHARMACY CHAIN JOINT STOCK | Yes | 0% | 0 |
| 603885 | JUNEYAO AIRLINES | Yes | 0% | 0 |
| 603888 | XINHUANET | Yes | 0% | 0 |
| 603889 | ZHEJIANG XINAO TEXTILES INC. | No | 0% (Cash Upfront) | 0 |
| 603893 | ROCKCHIP ELECTRONICS | Yes | 0% | 0 |
| 603896 | ZHEJIANG SHOUXIANGU PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 603899 | SHANGHAI M&G STATIONERY | Yes | 0% | 0 |
| 603901 | HANGZHOU YOUNGSUN INTELLIGENT EQUIPMENT | No | 0% (Cash Upfront) | 0 |
| 603906 | JIANGSU LOPAL TECH | Yes | 0% | 0 |
| 603912 | NANJING CANATAL DATA-CENTRE ENV TECH | No | 0% (Cash Upfront) | 0 |
| 603915 | JIANGSU GUOMAO REDUCER | Yes | 0% | 0 |
| 603916 | SOBUTE NEW MATERIALS | Yes | 0% | 0 |
| 603918 | SHANGHAI GOLDEN BRIDGE INFOTECH | No | 0% (Cash Upfront) | 0 |
| 603919 | JINHUI LIQUOR | Yes | 0% | 0 |
| 603920 | OLYMPIC CIRCUIT TECHNOLOGY | Yes | 0% | 0 |
| 603927 | SINOSOFT | Yes | 0% | 0 |
| 603931 | HANGZHOU GREENDA ELECTRONIC MATERIALS | No | 0% (Cash Upfront) | 0 |
| 603936 | BOMIN ELECTRONICS | Yes | 0% | 0 |
| 603938 | TANGSHAN SUNFAR SILICON INDUSTRIES | Yes | 0% | 0 |
| 603939 | YIFENG PHARMACY CHAIN | Yes | 0% | 0 |
| 603950 | XIANGYANG CHANGYUANDONGGU INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 603959 | HUNAN BAILI ENGINEERING SCI & TECH | Yes | 0% | 0 |
| 603960 | SHANGHAI KELAI MECHATRONICS ENGINEERING | Yes | 0% | 0 |
| 603970 | SINO-AGRI LEADING BIOSCIENCES | No | 0% (Cash Upfront) | 0 |
| 603977 | JIANGXI GUOTAI GROUP | No | 0% (Cash Upfront) | 0 |
| 603979 | JCHX MINING MANAGEMENT | Yes | 0% | 0 |
| 603982 | NANJING CHERVON AUTO PRECISION TECH | Yes | 0% | 0 |
| 603983 | GUANGDONG MARUBI BIOTECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 603985 | JIANGYIN HENGRUN HEAVY INDUSTRIES | Yes | 0% | 0 |
| 603986 | GIGADEVICE SEMICONDUCTOR INC | Yes | 0% | 0 |
| 603987 | SHANGHAI KINDLY ENTERPRISE DEVELOPMENT | No | 0% (Cash Upfront) | 0 |
| 603989 | HUNAN AIHUA GROUP | Yes | 0% | 0 |
| 603992 | XIAMEN SOLEX HIGH-TECH INDUSTRIES | No | 0% (Cash Upfront) | H$2M |
| 603995 | YONGJIN TECHNOLOGY GROUP | Yes | 0% | 0 |
| 603997 | NINGBO JIFENG AUTO PARTS | Yes | 0% | 0 |
| 605005 | CWB AUTOMOTIVE ELECTRONICS | No | 0% (Cash Upfront) | 0 |
| 605007 | WUZHOU SPECIAL PAPER GROUP | No | 0% (Cash Upfront) | 0 |
| 605008 | NINGBO CHANGHONG POLYMER SCI AND TECH | No | 0% (Cash Upfront) | 0 |
| 605009 | HANGZHOU HAOYUE PERSONAL CARE | No | 0% (Cash Upfront) | 0 |
| 605011 | HANGZHOU COGENERATION GROUP | Yes | 0% | 0 |
| 605016 | SHANDONG BAILONG CHUANGYUAN BIO-TECH | No | 0% (Cash Upfront) | 0 |
| 605018 | CHANGHUA HOLDING GROUP | No | 0% (Cash Upfront) | 0 |
| 605020 | ZHEJIANG YONGHE REFRIGERANT | Yes | 0% | 0 |
| 605050 | FRIEND | No | 0% (Cash Upfront) | 0 |
| 605056 | XIANHENG INTERNATIONAL SCIENCE&TECH | No | 0% (Cash Upfront) | 0 |
| 605060 | ALLIED MACHINERY | No | 0% (Cash Upfront) | 0 |
| 605077 | ZHEJIANG HUAKANG PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 605089 | SUZHOU WEIZHIXIANG FOOD | No | 0% (Cash Upfront) | 0 |
| 605090 | JIANGXI JOVO ENERGY | Yes | 0% | 0 |
| 605098 | SHANGHAI ACTION EDUCATION TECHNOLOGY | No | 0% (Cash Upfront) | H$20M |
| 605099 | CO CREATION GRASS | No | 0% (Cash Upfront) | 0 |
| 605108 | TONGQINGLOU CATERING CORPORATION | No | 0% (Cash Upfront) | 0 |
| 605111 | WUXI NCE POWER | Yes | 0% | 0 |
| 605116 | AURISCO PHARMACEUTICAL | No | 0% (Cash Upfront) | 0 |
| 605117 | NINGBO DEYE TECHNOLOGY | Yes | 0% | 0 |
| 605118 | XIAMEN LEADING OPTICS | No | 0% (Cash Upfront) | 0 |
| 605123 | WUXI PAIKE NEW MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 605133 | JIANGSU RONGTAI INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 605136 | SHANGHAI LILY&BEAUTY COSMETICS | No | 0% (Cash Upfront) | 0 |
| 605138 | SUNRISE INTELLIGENT MANUFACTURING GROUP | No | 0% (Cash Upfront) | 0 |
| 605168 | THREE'S COMPANY MEDIA GROUP | Yes | 0% | 0 |
| 605183 | QUECHEN SILICON CHEMICAL | No | 0% (Cash Upfront) | 0 |
| 605186 | SHANGHAI GENERAL HEALTHY INFO AND TECH | No | 0% (Cash Upfront) | 0 |
| 605199 | HAINAN HULUWA PHARMACEUTICAL GROUP | No | 0% (Cash Upfront) | 0 |
| 605222 | SHANGHAI QIFAN CABLE | No | 0% (Cash Upfront) | 0 |
| 605266 | YUNNAN JIANZHIJIA HEALTH-CHAIN | No | 0% (Cash Upfront) | 0 |
| 605286 | JIANGSU TONGLI RISHENG MACHINERY | No | 0% (Cash Upfront) | 0 |
| 605296 | YUNNAN SHENNONG AGRICULTURAL IND GP | No | 0% (Cash Upfront) | 0 |
| 605300 | JIAHE FOODS INDUSTRY | No | 0% (Cash Upfront) | 0 |
| 605305 | FICONT INDUSTRY(BEIJING) | Yes | 0% | 0 |
| 605319 | WUXI ZHENHUA AUTO PARTS | No | 0% (Cash Upfront) | H$5M |
| 605333 | KUNSHAN HUGUANG AUTO HARNESS | No | 0% (Cash Upfront) | 0 |
| 605337 | ZHE JIANG LI ZI YUAN FOOD | No | 0% (Cash Upfront) | 0 |
| 605338 | ZHONGYIN BABI FOOD | No | 0% (Cash Upfront) | 0 |
| 605358 | HANGZHOU LION MICROELECTRONICS | Yes | 0% | 0 |
| 605365 | LEEDARSON IOT TECHNOLOGY INC. | No | 0% (Cash Upfront) | 0 |
| 605366 | JIANGXI HUNGPAI NEW MATERIAL | Yes | 0% | 0 |
| 605368 | HENAN LANTIAN GAS | No | 0% (Cash Upfront) | 0 |
| 605369 | ZHEJIANG GONGDONG MEDICAL TECHNOLOGY | No | 0% (Cash Upfront) | 0 |
| 605376 | JIANGSU BOQIAN NEW MATERIALS STOCK | Yes | 0% | 0 |
| 605377 | HANGZHOU HUAWANG NEW MATERIAL TECH | No | 0% (Cash Upfront) | 0 |
| 605388 | JUNEYYAO GRAND HEALTHY DRINKS | No | 0% (Cash Upfront) | 0 |
| 605399 | JIANG XI CHENGUANG NEW MATERIALS | Yes | 0% | 0 |
| 605499 | EASTROC BEVERAGE (GROUP) | Yes | 0% | 0 |
| 605507 | GUOBANG PHARMA | No | 0% (Cash Upfront) | 0 |
| 605555 | NINGBO DECHANG ELEC MACHINERY MADE | No | 0% (Cash Upfront) | 0 |
| 605577 | HEILONGJIANG PUBLISHING & MEDIA | No | 0% (Cash Upfront) | 0 |
| 605589 | JINAN SHENGQUAN GROUP SHARE HOLDING | Yes | 0% | 0 |
| 605598 | SHANGHAI GEOHARBOUR CONSTRUCTION GROUP | No | 0% (Cash Upfront) | 0 |
| 605599 | BEIJING CAISHIKOU DEPARTMENT STORE | No | 0% (Cash Upfront) | 0 |
| 688001 | SUZHOU HYC TECHNOLOGY | Yes | 0% | 0 |
| 688002 | RAYTRON TECHNOLOGY | Yes | 0% | 0 |
| 688003 | SUZHOU TZTEK TECHNOLOGY | Yes | 0% | 0 |
| 688005 | NINGBO RONBAY NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 688006 | ZHEJIANG HANGKE TECHNOLOGY | Yes | 0% | 0 |
| 688007 | APPOTRONICS CORPORATION | Yes | 0% | 0 |
| 688008 | MONTAGE TECHNOLOGY | Yes | 0% | 0 |
| 688012 | ADVANCED MICRO-FABRICATION EQUIPMENT | Yes | 0% | 0 |
| 688016 | SHANGHAI MICROPORT ENDOVASCULAR MEDTEC | Yes | 0% | 0 |
| 688017 | LEADER HARMONIOUS DRIVE SYSTEMS | Yes | 0% | 0 |
| 688018 | ESPRESSIF SYSTEMS (SHANGHAI) | Yes | 0% | 0 |
| 688019 | ANJI MICROELECTRONICS TECHNOLOGY (SH) | Yes | 0% | 0 |
| 688022 | SUZHOU HARMONTRONICS AUTOMATION TECH | Yes | 0% | 0 |
| 688023 | DBAPPSECURITY | Yes | 0% | 0 |
| 688025 | SHENZHEN JPT OPTO-ELECTRONICS | Yes | 0% | 0 |
| 688027 | QUANTUMCTEK | Yes | 0% | 0 |
| 688029 | MICRO-TECH (NANJING) | Yes | 0% | 0 |
| 688031 | TRANSWARP TECHNOLOGY(SHANGHAI) | Yes | 0% | 0 |
| 688032 | HOYMILES POWER ELECTRONICS INC | Yes | 0% | 0 |
| 688033 | BEIJING TIANYISHANGJIA NEW MATERIAL | Yes | 0% | 0 |
| 688035 | DARBOND TECHNOLOGY | Yes | 0% | 0 |
| 688036 | TRANSSION HOLDINGS | Yes | 0% | 0 |
| 688037 | KINGSEMI | Yes | 0% | 0 |
| 688041 | HYGON INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 688046 | GEMPHARMATECH | Yes | 0% | 0 |
| 688047 | LOONGSON TECHNOLOGY CORPORATION | Yes | 0% | 0 |
| 688048 | SUZHOU EVERBRIGHT PHOTONICS | Yes | 0% | 0 |
| 688050 | EYEBRIGHT MEDICAL TECHNOLOGY (BEIJING) | Yes | 0% | 0 |
| 688052 | SUZHOU NOVOSENSE MICROELECTRONICS | Yes | 0% | 0 |
| 688053 | CHENGDU SCREEN MICRO-ELECTRONICS | Yes | 0% | 0 |
| 688055 | INFOVISION OPTOELECTRONICS (KUNSHAN) | Yes | 0% | 0 |
| 688059 | ZHUZHOU HUARUI PRECISION CUTTING TOOLS | Yes | 0% | 0 |
| 688061 | SHANGHAI ORIENT-CHIP TECHNOLOGY | Yes | 0% | 0 |
| 688062 | MABWELL (SHANGHAI) BIOSCIENCE | Yes | 0% | 0 |
| 688063 | PYLON TECHNOLOGIES | Yes | 0% | 0 |
| 688065 | CATHAY BIOTECH INC | Yes | 0% | 0 |
| 688066 | PIESAT INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 688072 | PIOTECH INC | Yes | 0% | 0 |
| 688073 | BIDE PHARMATECH | Yes | 0% | 0 |
| 688075 | ASSURE TECH (HANGZHOU) | Yes | 0% | 0 |
| 688076 | JIANGSU SINOPEP-ALLSINO BIOPHARM | Yes | 0% | 0 |
| 688082 | ACM RESEARCH(SHANGHAI),INC | Yes | 0% | 0 |
| 688083 | ZWSOFT CO | Yes | 0% | 0 |
| 688085 | SHANGHAI SANYOU MEDICAL | Yes | 0% | 0 |
| 688087 | SHANDONG INTCO RECYCLING RESOURCES | Yes | 0% | 0 |
| 688088 | ARCSOFT CORPORATION | Yes | 0% | 0 |
| 688091 | SHANGHAI YIZHONG PHARMACEUTICAL | Yes | 0% | 0 |
| 688095 | FUJIAN FOXIT SOFTWARE DEV JOINT STOCK | Yes | 0% | 0 |
| 688097 | BOZHON PRECISION INDUSTRY TECHNOLOGY | Yes | 0% | 0 |
| 688099 | AMLOGIC (SHANGHAI) | Yes | 0% | 0 |
| 688100 | WILLFAR INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 688102 | SHAANXI SIRUI ADVANCED MATERIALS | Yes | 0% | 0 |
| 688103 | KUNSHAN GUOLI ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 688105 | NANJING VAZYME BIOTECH | Yes | 0% | 0 |
| 688106 | JINHONG GAS | Yes | 0% | 0 |
| 688107 | SHANGHAI ANLOGIC INFOTECH | Yes | 0% | 0 |
| 688110 | DOSILICON | Yes | 0% | 0 |
| 688111 | BEIJING KINGSOFT OFFICE SOFTWARE | Yes | 0% | 0 |
| 688112 | SIGLENT TECHNOLOGIES | Yes | 0% | 0 |
| 688114 | MGI TECH | Yes | 0% | 0 |
| 688116 | JIANGSU CNANO TECHNOLOGY | Yes | 0% | 0 |
| 688119 | SINOSTEEL LUONAI MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 688120 | HWATSING TECHNOLOGY | Yes | 0% | 0 |
| 688121 | SHANGHAI SUPEZET ENGINEERING TECH CORP | Yes | 0% | 0 |
| 688122 | WESTERN SUPERCONDUCTING TECHNOLOGIES | Yes | 0% | 0 |
| 688123 | GIANTEC SEMICONDUCTOR CORPORATION | Yes | 0% | 0 |
| 688126 | NATIONAL SILICON INDUSTRY GROUP | Yes | 0% | 0 |
| 688127 | ZHEJIANG LANTE OPTICS | Yes | 0% | 0 |
| 688128 | CHINA NATIONAL ELEC APPARATUS RESEARCH | Yes | 0% | 0 |
| 688131 | SHANGHAI HAOYUAN CHEMEXPRESS | Yes | 0% | 0 |
| 688133 | SHANGHAI TITAN SCIENTIFIC | Yes | 0% | 0 |
| 688138 | SHENZHEN QINGYI PHOTOMASK | Yes | 0% | 0 |
| 688139 | QINGDAO HAIER BIOMEDICAL | Yes | 0% | 0 |
| 688141 | JOULWATT TECHNOLOGY | Yes | 0% | 0 |
| 688146 | PERIC SPECIAL GASES | Yes | 0% | H$5M |
| 688147 | JIANGSU LEADMICRO NANO TECHNOLOGY | Yes | 0% | 0 |
| 688148 | GUANGDONG FANGYUAN ENVIRONMENT | Yes | 0% | 0 |
| 688150 | SHAANXI LIGHTE OPTOELECTRONICS MATERIAL | Yes | 0% | 0 |
| 688152 | HUNAN KYLINSEC TECHNOLOGY | Yes | 0% | 0 |
| 688153 | VANCHIP(TIANJIN) TECHNOLOGY | Yes | 0% | 0 |
| 688157 | HUNAN SOKAN NEW MATERIALS | Yes | 0% | 0 |
| 688160 | KINCO AUTOMATION(SHANGHAI) | Yes | 0% | 0 |
| 688161 | SHANDONG WEIGAO ORTHOPAEDIC DEVICE | Yes | 0% | 0 |
| 688162 | JEE TECHNOLOGY | Yes | 0% | 0 |
| 688165 | EFORT INTELLIGENT EQUIPMENT | Yes | 0% | 0 |
| 688166 | BRIGHTGENE BIO-MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 688167 | FOCUSLIGHT TECHNOLOGIES INC | Yes | 0% | 0 |
| 688169 | BEIJING ROBOROCK TECHNOLOGY | Yes | 0% | 0 |
| 688170 | SUZHOU DELPHI LASER | Yes | 0% | 0 |
| 688172 | BEIJING YANDONG MICROELECTRONIC | Yes | 0% | 0 |
| 688173 | HALO MICROELECTRONICS | Yes | 0% | 0 |
| 688176 | JIANGSU YAHONG MEDITECH | Yes | 0% | 0 |
| 688177 | BIO-THERA SOLUTIONS | Yes | 0% | 0 |
| 688179 | SHANGHAI ALADDIN BIOCHEMICAL TECHNOLOGY | Yes | 0% | 0 |
| 688182 | JIANGSU CAI QIN TECHNOLOGY | Yes | 0% | 0 |
| 688183 | SHENGYI ELECTRONICS | Yes | 0% | 0 |
| 688186 | ZHANGJIAGANG GUANGDA SPECIAL MATERIAL | Yes | 0% | 0 |
| 688188 | SHANGHAI FRIENDESS ELECTRONIC TECH | Yes | 0% | 0 |
| 688190 | QINGDAO YUNLU ADVANCED MATERIALS TECH | Yes | 0% | 0 |
| 688192 | DIZAL (JIANGSU) PHARMACEUTICAL | Yes | 0% | 0 |
| 688197 | SHOUYAO HOLDINGS | Yes | 0% | 0 |
| 688198 | BEIJING BALANCE MEDICAL TECHNOLOGY | Yes | 0% | 0 |
| 688200 | BEIJING HUAFENG TEST & CONTROL TECH | Yes | 0% | 0 |
| 688201 | BEIJING INFOSEC TECHNOLOGIES | Yes | 0% | 0 |
| 688202 | SHANGHAI MEDICILON | Yes | 0% | 0 |
| 688205 | WUXI TACLINK OPTOELECTRONICS TECHNOLOGY | Yes | 0% | 0 |
| 688206 | PRIMARIUS TECHNOLOGIES | Yes | 0% | 0 |
| 688207 | BEIJING DEEP GLINT TECHNOLOGY | Yes | 0% | 0 |
| 688208 | AUTEL INTELLIGENT TECHNOLOGY CORP | Yes | 0% | 0 |
| 688209 | SHENZHEN INJOINIC TECHNOLOGY | Yes | 0% | 0 |
| 688212 | SHANGHAI AOHUA PHOTOELEC ENDOSCOPE | Yes | 0% | 0 |
| 688220 | ASR MICROELECTRONICS | Yes | 0% | 0 |
| 688221 | FRONTIER BIOTECHNOLOGIES INC | Yes | 0% | 0 |
| 688222 | HITGEN INC. | Yes | 0% | 0 |
| 688223 | JINKO SOLAR | Yes | 0% | 0 |
| 688225 | ASIAINFO SECURITY TECHNOLOGIES | Yes | 0% | 0 |
| 688230 | SHANGHAI PRISEMI ELECTRONICS | Yes | 0% | 0 |
| 688231 | JIANGSU LONGDA SUPERALLOY | Yes | 0% | 0 |
| 688232 | GUOTAI EPOINT SOFTWARE | Yes | 0% | 0 |
| 688233 | THINKON SEMICONDUCTOR JINZHOU CORP | Yes | 0% | 0 |
| 688234 | SICC | Yes | 0% | 0 |
| 688238 | OBIO TECHNOLOGY (SHANGHAI) CORP | Yes | 0% | 0 |
| 688239 | GUIZHOU AVIATION TECHNICAL DEVELOPMENT | Yes | 0% | 0 |
| 688246 | GOODWILL E-HEALTH INFO | Yes | 0% | 0 |
| 688247 | SINOTHERAPEUTICS INC. | Yes | 0% | 0 |
| 688248 | CHINA SOUTHERN POWER GRID TECHNOLOGY | Yes | 0% | 0 |
| 688249 | NEXCHIP SEMICONDUCTOR | Yes | 0% | 0 |
| 688252 | JADARD TECHNOLOGY INC. | Yes | 0% | 0 |
| 688256 | CAMBRICON TECHNOLOGIES CORPORATION | Yes | 0% | 0 |
| 688258 | JIANGSU EAZYTEC | Yes | 0% | 0 |
| 688259 | TRIDUCTOR TECHNOLOGY(SUZHOU) INC | Yes | 0% | 0 |
| 688261 | SUZHOU ORIENTAL SEMICONDUCTOR | Yes | 0% | 0 |
| 688262 | C*CORE TECHNOLOGY | Yes | 0% | 0 |
| 688266 | SUZHOU ZELGEN BIOPHARMACEUTICALS | Yes | 0% | 0 |
| 688268 | GUANGDONG HUATE GAS | Yes | 0% | 0 |
| 688269 | KAILI CATALYST & NEW MATERIALS | Yes | 0% | 0 |
| 688270 | GREAT MICROWAVE TECHNOLOGY | Yes | 0% | 0 |
| 688271 | SHANGHAI UNITED IMAGING HEALTHCARE | Yes | 0% | 0 |
| 688275 | HUBEI WANRUN NEW ENERGY TECHNOLOGY | Yes | 0% | 0 |
| 688276 | CHANGCHUN BCHT BIOTECHNOLOGY | Yes | 0% | 0 |
| 688277 | TINAVI MEDICAL TECHNOLOGIES | Yes | 0% | 0 |
| 688278 | XIAMEN AMOYTOP BIOTECH | Yes | 0% | 0 |
| 688279 | FORTIOR TECHNOLOGY(SHENZHEN) | Yes | 0% | 0 |
| 688281 | SHAANXI HUAQIN TECHNOLOGY INDUSTRY | Yes | 0% | 0 |
| 688283 | CHENGDU KSW TECHNOLOGIES | Yes | 0% | 0 |
| 688289 | SANSURE BIOTECH | Yes | 0% | 0 |
| 688292 | BEIJING HAOHAN DATA TECHNOLOGY | Yes | 0% | 0 |
| 688293 | SHANGHAI OPM BIOSCIENCES | Yes | 0% | 0 |
| 688295 | ZHONGFU SHENYING CARBON FIBER | Yes | 0% | 0 |
| 688297 | AVIC (CHENGDU) UAS | Yes | 0% | 0 |
| 688298 | ZHEJIANG ORIENT GENE BIOTECH | Yes | 0% | 0 |
| 688299 | NINGBO SOLARTRON TECHNOLOGY | Yes | 0% | 0 |
| 688300 | NOVORAY CORPORATION | Yes | 0% | 0 |
| 688301 | IRAY TECHNOLOGY | Yes | 0% | 0 |
| 688302 | HINOVA PHARMACEUTICALS INC | Yes | 0% | 0 |
| 688303 | XINJIANG DAQO NEW ENERGY | Yes | 0% | 0 |
| 688305 | KEDE NUMERICAL CONTROL | Yes | 0% | 0 |
| 688306 | NINGBO PIA AUTOMATION HOLDING CORP. | Yes | 0% | 0 |
| 688308 | OKE PRECISION CUTTING TOOLS | Yes | 0% | 0 |
| 688311 | CHENGDU M&S ELECTRONICS TECHNOLOGY | Yes | 0% | 0 |
| 688313 | HENAN SHIJIA PHOTONS TECHNOLOGY | Yes | 0% | 0 |
| 688315 | NOVOGENE | Yes | 0% | 0 |
| 688317 | SHANGHAI ZJ BIO-TECH | Yes | 0% | 0 |
| 688318 | SHENZHEN FORTUNE TREND TECHNOLOGY | Yes | 0% | 0 |
| 688319 | CHENGDU OLYMVAX BIOPHARMACEUTICALS INC | Yes | 0% | 0 |
| 688320 | ZHEJIANG HE CHUAN TECHNOLOGY CORP | Yes | 0% | 0 |
| 688321 | SHENZHEN CHIPSCREEN BIOSCIENCES | Yes | 0% | 0 |
| 688327 | CLOUDWALK TECHNOLOGY | Yes | 0% | 0 |
| 688330 | SHANGHAI HOLYSTAR ELECTRICAL TECHNOLOGY | Yes | 0% | 0 |
| 688332 | SHENZHEN BLUETRUM TECHNOLOGY | Yes | 0% | 0 |
| 688333 | XI'AN BRIGHT LASER TECHNOLOGIES | Yes | 0% | 0 |
| 688336 | SUNSHINE GUOJIAN PHARMA(SHANGHAI) | Yes | 0% | 0 |
| 688337 | RIGOL TECHNOLOGIES | Yes | 0% | 0 |
| 688343 | SHENZHEN INTELLIFUSION TECHNOLOGIES | Yes | 0% | H$20M |
| 688348 | YUNENG TECHNOLOGY | Yes | 0% | 0 |
| 688349 | SANY RENEWABLE ENERGY | Yes | 0% | 0 |
| 688351 | SHANGHAI MICROPORT EP MEDTECH | Yes | 0% | 0 |
| 688352 | HEFEI CHIPMORE TECHNOLOGY | Yes | 0% | H$20M |
| 688356 | JENKEM TECHNOLOGY | Yes | 0% | 0 |
| 688357 | LUOYANG JALON MICRO-NANO NEW MATERIALS | Yes | 0% | 0 |
| 688359 | GUANGZHOU SANFU NEW MATERIALS TECH | Yes | 0% | 0 |
| 688361 | SKYVERSE TECHNOLOGY | Yes | 0% | 0 |
| 688362 | FOREHOPE ELECTRONIC (NINGBO) | Yes | 0% | 0 |
| 688363 | BLOOMAGE BIOTECHNOLOGY CORPORATION | Yes | 0% | 0 |
| 688365 | HANGZHOU RAYCLOUD TECHNOLOGY | Yes | 0% | 0 |
| 688368 | BRIGHT POWER SEMICONDUCTOR | Yes | 0% | 0 |
| 688369 | BEIJING SEEYON INTERNET SOFTWARE CORP | Yes | 0% | 0 |
| 688371 | JIANGSU FAVORED NANOTECHNOLOGY | Yes | 0% | 0 |
| 688372 | SHANGHAI V-TEST SEMICONDUCTOR TECH | Yes | 0% | 0 |
| 688373 | SHANGHAI MICURX PHARMACEUTICAL | Yes | 0% | 0 |
| 688375 | GUOBO ELECTRONICS | Yes | 0% | 0 |
| 688377 | NANJING DEVELOP ADVANCED MANUFACTURING | Yes | 0% | 0 |
| 688378 | JILIN OLED MATERIAL TECH | Yes | 0% | 0 |
| 688380 | SHENZHEN CHINA MICRO SEMICON | Yes | 0% | 0 |
| 688381 | DIOO MICROCIRCUITS | Yes | 0% | 0 |
| 688382 | INVENTISBIO | Yes | 0% | 0 |
| 688383 | SHENZHEN XINYICHANG TECHNOLOGY | Yes | 0% | 0 |
| 688387 | CICT MOBILE COMMUNICATION TECHNOLOGY | Yes | 0% | 0 |
| 688388 | GUANGDONG JIAYUAN TECHNOLOGY | Yes | 0% | 0 |
| 688389 | SHENZHEN LIFOTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 688390 | GOODWE TECHNOLOGIES | Yes | 0% | 0 |
| 688391 | HI-TREND TECHNOLOGY (SHANGHAI) | Yes | 0% | 0 |
| 688392 | SBT ULTRASONIC TECHNOLOGY | Yes | 0% | 0 |
| 688396 | CHINA RESOURCES MICROELECTRONICS | Yes | 0% | 0 |
| 688400 | LUSTER LIGHTTECH | Yes | 0% | 0 |
| 688401 | SHENZHEN NEWWAY PHOTOMASK MAKING | Yes | 0% | 0 |
| 688403 | UNION SEMICONDUCTOR (HEFEI) | Yes | 0% | 0 |
| 688408 | ARCTECH SOLAR HOLDING | Yes | 0% | 0 |
| 688409 | SHENYANG FORTUNE PRECISION EQUIPMENT | Yes | 0% | 0 |
| 688410 | SWS HEMODIALYSIS CARE | Yes | 0% | 0 |
| 688416 | ZBIT SEMICONDUCTOR, INC. | Yes | 0% | 0 |
| 688425 | CHINA RAILWAY CONSTRUCTION HEAVY IND | Yes | 0% | 0 |
| 688432 | GRINM SEMICONDUCTOR MATERIALS | Yes | 0% | 0 |
| 688433 | FARSOON TECHNOLOGIES | Yes | 0% | 0 |
| 688435 | SHANGHAI INFORMATION2 SOFTWARE INC | Yes | 0% | 0 |
| 688439 | GUIZHOU ZHENHUA FENGGUANG SEMICONDUCTOR | Yes | 0% | 0 |
| 688443 | CHONGQING GENRIX BIOPHARMACEUTICAL | Yes | 0% | 0 |
| 688469 | UNITED NOVA TECHNOLOGY | Yes | 0% | 0 |
| 688472 | CSI SOLAR | Yes | 0% | 0 |
| 688475 | HANGZHOU EZVIZ NETWORK | Yes | 0% | 0 |
| 688478 | CRYSTAL GROWTH & ENERGY EQUIPMENT | Yes | 0% | H$20M |
| 688484 | SOUTHCHIP SEMICONDUCTOR TECH(SHANGHAI) | Yes | 0% | 0 |
| 688486 | LONTIUM SEMICONDUCTOR CORPORATION | Yes | 0% | 0 |
| 688488 | JIANGSU AIDEA PHARMACEUTICAL | Yes | 0% | 0 |
| 688489 | SANSEC TECHNOLOGY | Yes | 0% | 0 |
| 688496 | SUZHOU QINGYUE OPTOELECTRONICS TECH | Yes | 0% | 0 |
| 688498 | YUANJIE SEMICONDUCTOR TECHNOLOGY | Yes | 0% | 0 |
| 688499 | GUANGDONG LYRIC ROBOT AUTOMATION | Yes | 0% | 0 |
| 688502 | MLOPTIC CORP | Yes | 0% | 0 |
| 688503 | CHANGZHOU FUSION NEW MATERIAL | Yes | 0% | 0 |
| 688506 | SICHUAN BIOKIN PHARMACEUTICAL | Yes | 0% | 0 |
| 688507 | SHANGHAI SUOCHEN INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 688508 | WUXI CHIPOWN MICRO-ELECTRONICS | Yes | 0% | 0 |
| 688512 | SMARTER MICROELECTRONICS(GUANGZHOU) | Yes | 0% | 0 |
| 688515 | MOTORCOMM ELECTRONIC TECHNOLOGY | Yes | 0% | 0 |
| 688516 | WUXI AUTOWELL TECHNOLOGY | Yes | 0% | 0 |
| 688518 | SHENZHEN UNITED WINNERS LASER | Yes | 0% | 0 |
| 688519 | NANYA NEW MATERIAL TECHNOLOGY | Yes | 0% | 0 |
| 688520 | SINOCELLTECH GROUP | Yes | 0% | 0 |
| 688521 | VERISILICON MICROELECTRONICS (SHANGHAI) | Yes | 0% | 0 |
| 688522 | NARUIDA TECHNOLOGY | Yes | 0% | 0 |
| 688523 | HUNAN AEROSPACE HUANYU COMM TECHNOLOGY | Yes | 0% | 0 |
| 688525 | BIWIN STORAGE TECHNOLOGY | Yes | 0% | 0 |
| 688526 | WUHAN KEQIAN BIOLOGY | Yes | 0% | 0 |
| 688531 | WUXI UNICOMP TECHNOLOGY | Yes | 0% | H$5M |
| 688533 | SUZHOU SONAVOX ELECTRONICS | Yes | 0% | 0 |
| 688535 | JIANGSU HHCK ADVANCED MATERIALS | Yes | 0% | H$5M |
| 688536 | 3PEAK INCORPORATED | Yes | 0% | 0 |
| 688538 | EVERDISPLAY OPTRONICS (SHANGHAI) | Yes | 0% | 0 |
| 688543 | JIANGXI GUOKE DEFENCE GROUP | Yes | 0% | H$2M |
| 688548 | GUANGZHOU GUANGGANG GASES & ENERGY | Yes | 70% | H$50M |
| 688549 | GRANDIT | Yes | 0% | 0 |
| 688550 | XI'AN MANARECO NEW MATERIALS | Yes | 0% | 0 |
| 688552 | AEROSPACE NANHU ELECTRONIC INFO TECH | Yes | 0% | H$20M |
| 688556 | QINGDAO GAOCE TECHNOLOGY | Yes | 0% | 0 |
| 688559 | HYMSON LASER TECHNOLOGY GROUP | Yes | 0% | 0 |
| 688560 | CROWN ADVANCED MATERIAL | Yes | 0% | 0 |
| 688561 | QI AN XIN TECHNOLOGY GROUP INC | Yes | 0% | 0 |
| 688562 | BEIJING SHENZHOU AEROSPACE SOFTWARE | Yes | 0% | 0 |
| 688563 | BAIMTEC MATERIAL | Yes | 0% | 0 |
| 688566 | JIANGSU JIBEIER PHARMACEUTICAL | Yes | 0% | 0 |
| 688567 | FARASIS ENERGY (GAN ZHOU) | Yes | 0% | 0 |
| 688568 | GEOVIS TECHNOLOGY | Yes | 0% | 0 |
| 688569 | BEIJING TIEKE SHOUGANG RAILWAY-TECH | Yes | 0% | 0 |
| 688570 | BEIJING TIANMA INTELLIGENT CONTROL TECH | Yes | 0% | 0 |
| 688575 | SHENZHEN YHLO BIOTECH | Yes | 0% | 0 |
| 688578 | SHANGHAI ALLIST PHARMACEUTICALS | Yes | 0% | 0 |
| 688579 | DAREWAY SOFTWARE | Yes | 0% | 0 |
| 688581 | HANGZHOU AGS MEDICAL TECHNOLOGY | Yes | 0% | H$5M |
| 688582 | ANHUI XDLK MICROSYSTEM | Yes | 0% | 0 |
| 688586 | AVIC HEFEI JIANGHANG AIRCRAFT EQPT | Yes | 0% | 0 |
| 688588 | LINKAGE SOFTWARE | Yes | 0% | 0 |
| 688595 | CHIPSEA TECHNOLOGIES (SHENZHEN) CORP | Yes | 0% | 0 |
| 688596 | SHANGHAI GENTECH | Yes | 0% | 0 |
| 688598 | KBC CORPORATION | Yes | 0% | 0 |
| 688599 | TRINA SOLAR | Yes | 0% | 0 |
| 688601 | WUXI ETEK MICROELECTRONICS | Yes | 0% | 0 |
| 688606 | HANGZHOU ALLTEST BIOTECH | Yes | 0% | 0 |
| 688608 | BESTECHNIC (SHANGHAI) | Yes | 0% | 0 |
| 688609 | UNIONMAN TECHNOLOGY | Yes | 0% | 0 |
| 688612 | SHENZHEN VMAX NEW ENERGY (GROUP) | Yes | 0% | 0 |
| 688617 | APT MEDICAL INC | Yes | 0% | 0 |
| 688621 | BEIJING SUN-NOVO PHARM RESEARCH | Yes | 0% | 0 |
| 688626 | XIANGYU MEDICAL | Yes | 0% | 0 |
| 688627 | SHENZHEN SEICHI TECHNOLOGIES | Yes | 0% | 0 |
| 688629 | SICHUAN HUAFENG TECHNOLOGY | Yes | 0% | 0 |
| 688630 | CIRCUIT FABOLOGY MICROELECTRONICS EQPT | Yes | 0% | 0 |
| 688631 | NANJING LES INFORMATION TECHNOLOGY | Yes | 0% | 0 |
| 688639 | ANHUI HUAHENG BIOTECHNOLOGY | Yes | 0% | 0 |
| 688658 | YOUCARE PHARMACEUTICAL GROUP | Yes | 0% | 0 |
| 688660 | SHANGHAI ELECTRIC WIND POWER GROUP | Yes | 0% | 0 |
| 688661 | SUZHOU UIGREEN MICRO&NANO TECHNOLOGIES | Yes | 0% | 0 |
| 688663 | WINDSUN SCIENCE TECHNOLOGY | Yes | 0% | 0 |
| 688665 | CUBIC SENSOR AND INSTRUMENT | Yes | 0% | 0 |
| 688667 | WUHAN LINCONTROL AUTOMOTIVE ELECTRONICS | Yes | 0% | 0 |
| 688668 | DONGGUAN DINGTONG PRECISION METAL | Yes | 0% | 0 |
| 688676 | HAINAN JINPAN SMART TECHNOLOGY | Yes | 0% | 0 |
| 688677 | QINGDAO NOVELBEAM TECHNOLOGY | Yes | 0% | 0 |
| 688680 | SHANGHAI HIUV NEW MATERIALS | Yes | 0% | 0 |
| 688686 | OPT MACHINE VISION TECH | Yes | 0% | 0 |
| 688690 | SUZHOU NANOMICRO TECHNOLOGY | Yes | 0% | 0 |
| 688696 | CHENGDU XGIMI TECHNOLOGY | Yes | 0% | 0 |
| 688697 | NEWAY CNC EQUIPMENT (SUZHOU) | Yes | 0% | 0 |
| 688698 | SUZHOU VEICHI ELECTRIC | Yes | 0% | 0 |
| 688699 | SHENZHEN SUNMOON MICROELECTRONICS | Yes | 0% | 0 |
| 688700 | KUNSHAN DONGWEI TECHNOLOGY | Yes | 0% | 0 |
| 688702 | SUZHOU CENTEC COMMUNICATIONS | Yes | 0% | 0 |
| 688707 | GUIZHOU ZHENHUA E-CHEM | Yes | 0% | 0 |
| 688711 | MACMIC SCIENCE&TECHNOLOGY | Yes | 0% | 0 |
| 688728 | GALAXYCORE INC | Yes | 0% | 0 |
| 688733 | ANHUI ESTONE MATERIALS TECHNOLOGY | Yes | 0% | 0 |
| 688739 | LIAONING CHENGDA BIOTECHNOLOGY | Yes | 0% | 0 |
| 688766 | PUYA SEMICONDUCTOR (SHANGHAI) | Yes | 0% | 0 |
| 688768 | ANHUI RONDS SCIENCE&TECHNOLOGY INC | Yes | 0% | 0 |
| 688772 | ZHUHAI COSMX BATTERY | Yes | 0% | 0 |
| 688776 | CHENGDU GUOGUANG ELECTRONICS | Yes | 0% | 0 |
| 688777 | SUPCON TECHNOLOGY | Yes | 0% | 0 |
| 688778 | XTC NEW ENERGY MATERIALS(XIAMEN) | Yes | 0% | 0 |
| 688779 | HUNAN CHANGYUAN LICO | Yes | 0% | 0 |
| 688787 | BEIJING HAITIAN RUISHENG SCIENCE TECH | Yes | 0% | 0 |
| 688789 | HANGZHOU HONGHUA DIGITAL TECH STOCK | Yes | 0% | 0 |
| 688798 | SHANGHAI AWINIC TECHNOLOGY | Yes | 0% | 0 |
| 688800 | SUZHOU RECODEAL INTERCONNECT SYSTEM | Yes | 0% | 0 |
| 688819 | TIANNENG BATTERY GROUP | Yes | 0% | 0 |
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